Form D · Other Investment Fund
Barings Capital Investment Corp
Charlotte, NC · CIK 0001811972
Offering snapshot reported Dec 2, 2021 · SEC filing
- Reported sold
- $568M Indefinite offering
- Investors reported
- 468 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jun 30, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$522,532,620 → $568,458,620
- Reported investors292 → 468
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 2, 2021 | Amendment | $568,458,620 | $45,926,000vs Oct 7, 2021 | 468 | SEC filing |
| Oct 7, 2021 | Amendment | $522,532,620 | $25,198,000vs Sep 17, 2021 | 292 | SEC filing |
| Sep 17, 2021 | Amendment | $497,334,620 | No comparison | Not reported | SEC filing |
| May 28, 2021 | Amendment | $426,357,000 | $88,857,000vs Jul 10, 2020 | 38 | SEC filing |
| Jul 10, 2020 | Initial | $337,500,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.25M
- Finders' fees
- $0
- Form D file number
- 021-370690
Clarification of Item 11 - A lesser minimum investment amount may be accepted upon Issuer's discretion.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MML Investors Services, LLC | 10409 | |
| Wells Fargo Advisors Financial Network, LLC | 11025 | |
| Wells Fargo Clearing Services, LLC | 19616 |
Source: Form D, filed Dec 2, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jonathan Bock | Executive |
| Michael Cowart | Executive |
| Jill Dinerman | Executive |
| Ian Fowler | Executive |
| Michael Freno | Director |
| Bernard Harris | Director |
| Eric Lloyd | Director |
| David Mihalick | Director |
| Mark F. Mulhern | Director |
| Elizabeth A. Murray | Executive |
| Thomas W. Okel | Director |
| Jill Olmstead | Director |
| John Switzer | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Charlotte, NC, 28202