Form D · Private Equity Fund
Baring Vostok Ozon L.P.
St Peter Port, Y7 · CIK 0001685806
Offering snapshot reported Sep 28, 2016 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 28, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $853K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-271440
The commissions are estimated and amounts actually paid may differ. Commissions will be based on the amount of securities sold and may vary depending on participating investors. Estimates include part of the offering made under Regulation S.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | UBS Securities LLC (directly or through affiliates) · CRD 7654 |
Source: Form D, filed Sep 28, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Baring Vostok Ozon (Gp) L.P. | Promoter |
| Andrey Costyashkin | Director |
| Holly Nielsen | Director |
| Julian Timms | Director |
| Peter Touzeau | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Western Suite, Ground Floor Mill Court, La Charroterie
St Peter Port, Y7, GY1 1EJ
St Peter Port, Y7, GY1 1EJ