Form D · Other Investment Fund

Baring Investment Series, LLC - Baring International Equity Fund

Boston, MA · CIK 0001491482

Offering snapshot reported Feb 10, 2016 · SEC filing

Reported sold
$74.3M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 28, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$37.1M$74.3MMay 10, 2010: $22,375,000.00May 10, 2010Apr 28, 2011: $63,075,500.00Mar 14, 2012: $69,975,500.00Feb 26, 2013: $74,275,500.00Feb 19, 2014: $74,275,500.00Feb 13, 2015: $74,275,500.00Feb 10, 2016: $74,275,500.00Feb 10, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 10, 2016Amendment$74,275,500$0vs Feb 13, 201510SEC filing
Feb 13, 2015Amendment$74,275,500$0vs Feb 19, 201410SEC filing
Feb 19, 2014Amendment$74,275,500$0vs Feb 26, 201310SEC filing
Feb 26, 2013Amendment$74,275,500$4,300,000vs Mar 14, 201210SEC filing
Mar 14, 2012Amendment$69,975,500$6,900,000vs Apr 28, 20119SEC filing
Apr 28, 2011Amendment$63,075,500$40,700,500vs May 10, 20108SEC filing
May 10, 2010Initial$22,375,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-141727
The offering is an ongoing offering, without a cap, and therefore is an indefinite amount. The total amount sold is based on initital investments in the Issuer and does not reflect redemptions, appreciation or depreciation.

Source: Form D, filed Feb 10, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL EQUITY FUND (WITH EMERGING MARKETS)

Investment adviser: BARING INTERNATIONAL INVESTMENT LTD

Gross asset value
$12.9M
Beneficial owners
3
ADV minimum commitment
$2M

Reported in Form ADV on Dec 1, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Filing source

Form ADV 1054054 · Dec 1, 2016 · Schedule D 7.B.(1), fund 805-3697288534

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Managing Member Baring Asset Management, Inc. Promoter
Managing Member Baring Asset Management Llc Promoter
Investment Manager Baring International Investment Limited Promoter
Managing Member Baring North America Llc Promoter
David Brennen Director
Michael T. Brown Director, Executive
Robert Cecere Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Baring North America Llc 470 Atlantic Avenue
Boston, MA, 02210