Form D · Other Investment Fund

Baring Investment Series LLC - Barings Focused EAFE Plus Equity Fund

Charlotte, NC · CIK 0001443715

Offering snapshot reported Jul 2, 2025 · SEC filing

Reported sold
$1.43B
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 28, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$713M$1.43BMar 16, 2010: $887,686,495.00Mar 16, 2010Mar 16, 2010: $887,686,495.00Mar 15, 2011: $931,686,495.00Mar 14, 2012: $1,097,472,495.00Feb 26, 2013: $1,140,578,446.00Feb 19, 2014: $1,140,578,446.00Feb 13, 2015: $1,140,578,446.00Feb 10, 2016: $1,140,578,446.00Feb 10, 2017: $1,140,578,446.00Feb 9, 2018: $1,140,578,446.00Feb 12, 2019: $1,370,891,013.00Feb 12, 2020: $1,374,641,013.00Jul 7, 2022: $1,425,191,013.00Jul 7, 2023: $1,425,191,013.00Jul 3, 2024: $1,426,191,013.00Jul 2, 2025: $1,426,191,013.00Jul 2, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 2, 2025Amendment$1,426,191,013$0vs Jul 3, 202418SEC filing
Jul 3, 2024Amendment$1,426,191,013$1,000,000vs Jul 7, 202318SEC filing
Jul 7, 2023Amendment$1,425,191,013$0vs Jul 7, 202217SEC filing
Jul 7, 2022Amendment$1,425,191,013$50,550,000vs Feb 12, 202017SEC filing
Feb 12, 2020Amendment$1,374,641,013$3,750,000vs Feb 12, 201966SEC filing
Feb 12, 2019Amendment$1,370,891,013$230,312,567vs Feb 9, 201866SEC filing
Feb 9, 2018Amendment$1,140,578,446$0vs Feb 10, 201766SEC filing
Feb 10, 2017Amendment$1,140,578,446$0vs Feb 10, 201666SEC filing
Feb 10, 2016Amendment$1,140,578,446$0vs Feb 13, 201566SEC filing
Feb 13, 2015Amendment$1,140,578,446$0vs Feb 19, 201466SEC filing
Feb 19, 2014Amendment$1,140,578,446$0vs Feb 26, 201366SEC filing
Feb 26, 2013Amendment$1,140,578,446$43,105,951vs Mar 14, 201266SEC filing
Mar 14, 2012Amendment$1,097,472,495$165,786,000vs Mar 15, 201160SEC filing
Mar 15, 2011Amendment$931,686,495$44,000,000vs Mar 16, 201048SEC filing
Mar 16, 2010Amendment$887,686,495$0vs Mar 16, 201040SEC filing
Mar 16, 2010Amendment$887,686,495No comparison40SEC filing
Aug 19, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-121761

Source: Form D, filed Jul 2, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BARING INVESTMENT SERIES, LLC - BARINGS FOCUSED EAFE PLUS EQUITY FUND (WITH EMERGING MARKETS)

Investment adviser: BARING INTERNATIONAL INVESTMENT LTD

Gross asset value
$369M
Beneficial owners
19
ADV minimum commitment
$5M

Reported in Form ADV on Sep 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Filing source

Form ADV 1344073 · Sep 5, 2019 · Schedule D 7.B.(1), fund 805-8415065430

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Managing Member Baring Asset Management, Inc. Promoter
Managing Member Baring Asset Management Llc Promoter
N/A Baring International Investment Limited Executive
Investment Manager Baring International Investment Limited Promoter
Managing Member Baring North America Llc Promoter
N/A Baring North America Llc Executive
N/A Barings Llc Executive
Managing Member Barings Llc Promoter
David Brennen Director
Michael T. Brown Director, Executive
Robert Cecere Director, Executive
Jill Dinerman Director, Executive
Luke Foster Director, Executive
Michele Kunitz Director
Susan Moore Director
Traci A. Thelen Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 South Tryon Street Suite 2500
Charlotte, NC, 28202