Form D · Other Investment Fund

Baring Investment Series, LLC - Barings International Opportunities Equity Fund

Charlotte, NC · CIK 0001576352

Offering snapshot reported Jun 30, 2026 · SEC filing

Reported sold
$86.8M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$43.4M$86.8MMay 10, 2013: $3,800,000.00May 10, 2013Feb 19, 2014: $3,800,000.00Feb 13, 2015: $3,800,000.00Feb 10, 2016: $3,800,000.00Feb 10, 2017: $3,800,000.00Feb 9, 2018: $3,800,000.00Feb 12, 2019: $8,000,000.00Feb 12, 2020: $8,000,000.00Jul 7, 2022: $8,000,000.00Jul 7, 2023: $8,000,000.00Jul 3, 2024: $8,000,000.00Nov 27, 2024: $86,764,117.00Jul 2, 2025: $86,764,117.00Jun 30, 2026: $86,764,117.00Jun 30, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 30, 2026Amendment$86,764,117$0vs Jul 2, 20259SEC filing
Jul 2, 2025Amendment$86,764,117$78,764,117vs Jul 3, 20249SEC filing
Nov 27, 2024Amendment$86,764,117$78,764,117vs Jul 7, 20239SEC filing
Jul 3, 2024Amendment$8,000,000$0vs Jul 7, 20233SEC filing
Jul 7, 2023Amendment$8,000,000$0vs Jul 7, 20223SEC filing
Jul 7, 2022Amendment$8,000,000$0vs Feb 12, 20203SEC filing
Feb 12, 2020Amendment$8,000,000$0vs Feb 12, 20191SEC filing
Feb 12, 2019Amendment$8,000,000$4,200,000vs Feb 9, 20181SEC filing
Feb 9, 2018Amendment$3,800,000$0vs Feb 10, 20171SEC filing
Feb 10, 2017Amendment$3,800,000$0vs Feb 10, 20161SEC filing
Feb 10, 2016Amendment$3,800,000$0vs Feb 13, 20151SEC filing
Feb 13, 2015Amendment$3,800,000$0vs Feb 19, 20141SEC filing
Feb 19, 2014Amendment$3,800,000$0vs May 10, 20131SEC filing
May 10, 2013Initial$3,800,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-196273

Source: Form D, filed Jun 30, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BARING INVESTMENT SERIES, LLC-BARINGS FOCUSED EAFE EQUITY FUND (WITHOUT EMERGING MARKETS)

Investment adviser: BARING INTERNATIONAL INVESTMENT LTD

Gross asset value
$16.3M
Beneficial owners
3
ADV minimum commitment
$5M

Reported in Form ADV on Sep 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Filing source

Form ADV 1344073 · Sep 5, 2019 · Schedule D 7.B.(1), fund 805-5201653447

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Managing Member Baring Asset Management Llc Promoter
Investment Manger Baring International Investment Limited Promoter
N/A Baring International Investment Limited Executive
Investment Manager Baring International Investment Limited Promoter
Managing Member Baring North America Llc Promoter
N/A Baring North America Llc Executive
N/A Barings Llc Executive
Managing Member Barings Llc Promoter
David Brennen Director
Michael Brown Director, Executive
Robert Cecere Director, Executive
Jill Dinerman Director, Executive
Luke Foster Director, Executive
Michele Kunitz Director
Susan Moore Director
Traci A. Thelen Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 South Tryon Street Suite 2500
Charlotte, NC, 28202