Form D · Other Investment Fund

Baring International Investment Ltd Trust for Employee Benefit Plans - International Excluding US, Fixed Income Fund

Boston, MA · CIK 0001602424

Offering snapshot reported Feb 10, 2017 · SEC filing

Reported sold
$5.3M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 3, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.65M$5.3MMar 13, 2014: $5,300,000.00Mar 13, 2014Feb 13, 2015: $5,300,000.00Feb 13, 2015Feb 10, 2016: $5,300,000.00Feb 10, 2016Feb 10, 2017: $5,300,000.00Feb 10, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 10, 2017Amendment$5,300,000$0vs Feb 10, 20161SEC filing
Feb 10, 2016Amendment$5,300,000$0vs Feb 13, 20151SEC filing
Feb 13, 2015Amendment$5,300,000$0vs Mar 13, 20141SEC filing
Mar 13, 2014Initial$5,300,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-213558

Source: Form D, filed Feb 10, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE BARING INTERNATIONAL INVESTMENT LIMITED TRUST FOR EMPLOYEE BENEFIT PLANS: INTERNATIONAL EXCLUDING US, FIXED INCOME FUND

Investment adviser: BARING INTERNATIONAL INVESTMENT LTD

Gross asset value
$58.7M
Beneficial owners
5
ADV minimum commitment
$2M

Reported in Form ADV on Feb 8, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Filing source

Form ADV 1172808 · Feb 8, 2018 · Schedule D 7.B.(1), fund 805-1456376487

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Investment Manager Baring International Investment Limited Promoter
N/A Baring International Investment Limited Executive
Operational Manager Baring North America Llc Promoter
N/A Baring North America Llc Executive
David Brennen Director
Michael T. Brown Director, Executive
Robert Cecere Director, Executive
Susan Moore Director
N/A State Street Bank And Trust Company Executive
Trustee State Street Bank And Trust Company Promoter
N/A The Baring International Investment Limited Trust For Employee Benefit Plans Executive
Trust The Baring International Investment Limited Trust For Employee Benefit Plans Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
470 Atlantic Avenue
Boston, MA, 02210