Form D · Hedge Fund

Cardinal Advisor Series - Strategic Commodities Fund Ltd.

New York, NY · CIK 0001470106

Offering snapshot reported Mar 20, 2017 · SEC filing

Reported sold
$63.1M
Indefinite offering
Investors reported
56
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$32.2M$64.3MAug 12, 2009: $8,600,000.00Aug 12, 2009Jul 26, 2010: $23,520,681.00Oct 8, 2010: $25,047,623.00Apr 18, 2011: $31,356,542.00Mar 30, 2012: $52,676,542.00Apr 1, 2013: $63,569,542.00Apr 1, 2014: $64,319,542.00Mar 30, 2015: $63,063,542.00Sep 3, 2015: $63,063,542.00Mar 21, 2016: $63,063,542.00Mar 20, 2017: $63,063,542.00Mar 20, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors54 → 56

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 20, 2017Amendment$63,063,542$0vs Mar 21, 201656SEC filing
Mar 21, 2016Amendment$63,063,542$0vs Sep 3, 201554SEC filing
Sep 3, 2015Amendment$63,063,542$0vs Mar 30, 201554SEC filing
Mar 30, 2015Amendment$63,063,542-$1,256,000vs Apr 1, 201454SEC filing
Apr 1, 2014Amendment$64,319,542$750,000vs Apr 1, 201366SEC filing
Apr 1, 2013Amendment$63,569,542$10,893,000vs Mar 30, 201264SEC filing
Mar 30, 2012Amendment$52,676,542$21,320,000vs Apr 18, 201150SEC filing
Apr 18, 2011Amendment$31,356,542$6,308,919vs Oct 8, 201033SEC filing
Oct 8, 2010Amendment$25,047,623$1,526,942vs Jul 26, 201027SEC filing
Jul 26, 2010Amendment$23,520,681$14,920,681vs Aug 12, 200925SEC filing
Aug 12, 2009Initial$8,600,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.18M (estimated)
Finders' fees
$0
Form D file number
021-133587
Responses in Items #13 and #14 are estimates.
Estimate includes a 12 month projection.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714Barclays Capital Inc. · CRD 19714
STIFEL, NICOLAUS & COMPANY, INCORPORATED739STIFEL, NICOLAUS & COMPANY, INCORPORATED · CRD 739

Source: Form D, filed Mar 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Ann Marie Alexander Director
Laren Gillespie Director
Lori Hotz Director
Jayson Lashin Director
Alison Lorna Martinson Director
Michelle Wilson Clarke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1095 Avenue Of The Americas, Fl 4
New York, NY, 10036