Form D · Hedge Fund

Cardinal Advisor Series - Strategic Commodities Fund LP

New York, NY · CIK 0001470105

Offering snapshot reported Jul 30, 2024 · SEC filing

Reported sold
$235M
Indefinite offering
Investors reported
330
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$118M$235MAug 12, 2009: $8,425,000.00Aug 12, 2009Jul 26, 2010: $59,808,954.00Oct 8, 2010: $66,867,787.00Apr 18, 2011: $82,501,116.00Mar 30, 2012: $122,278,116.00Apr 1, 2013: $175,959,358.00Apr 1, 2014: $227,989,358.00Apr 1, 2014: $227,989,358.00Mar 30, 2015: $221,115,314.00Sep 3, 2015: $221,365,314.00Mar 21, 2016: $221,365,314.00Mar 20, 2017: $222,187,981.00Mar 14, 2018: $224,452,237.00Mar 13, 2019: $224,452,237.00Mar 11, 2020: $224,552,237.00Mar 11, 2021: $224,652,237.00Mar 10, 2022: $226,597,237.00Apr 25, 2022: $230,930,737.00Jun 23, 2023: $234,715,737.00Jul 30, 2024: $235,465,737.00Jul 30, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$234,715,737 → $235,465,737
  • Reported investors329 → 330

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 30, 2024Amendment$235,465,737$750,000vs Jun 23, 2023330SEC filing
Jun 23, 2023Amendment$234,715,737$3,785,000vs Apr 25, 2022329SEC filing
Apr 25, 2022Amendment$230,930,737$4,333,500vs Mar 10, 2022324SEC filing
Mar 10, 2022Amendment$226,597,237$1,945,000vs Mar 11, 2021320SEC filing
Mar 11, 2021Amendment$224,652,237$100,000vs Mar 11, 2020312SEC filing
Mar 11, 2020Amendment$224,552,237$100,000vs Mar 13, 2019311SEC filing
Mar 13, 2019Amendment$224,452,237$0vs Mar 14, 2018310SEC filing
Mar 14, 2018Amendment$224,452,237$2,264,256vs Mar 20, 2017310SEC filing
Mar 20, 2017Amendment$222,187,981$822,667vs Mar 21, 2016303SEC filing
Mar 21, 2016Amendment$221,365,314$0vs Sep 3, 2015301SEC filing
Sep 3, 2015Amendment$221,365,314$250,000vs Mar 30, 2015301SEC filing
Mar 30, 2015Amendment$221,115,314-$6,874,044vs Apr 1, 2014299SEC filing
Apr 1, 2014Amendment$227,989,358$0vs Apr 1, 2014284SEC filing
Apr 1, 2014Amendment$227,989,358$52,030,000vs Apr 1, 2013284SEC filing
Apr 1, 2013Amendment$175,959,358$53,681,242vs Mar 30, 2012260SEC filing
Mar 30, 2012Amendment$122,278,116$39,777,000vs Apr 18, 2011222SEC filing
Apr 18, 2011Amendment$82,501,116$15,633,329vs Oct 8, 2010139SEC filing
Oct 8, 2010Amendment$66,867,787$7,058,833vs Jul 26, 2010104SEC filing
Jul 26, 2010Amendment$59,808,954$51,383,954vs Aug 12, 200996SEC filing
Aug 12, 2009Initial$8,425,000No comparison12SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$7.26M (estimated)
Finders' fees
$0
Form D file number
021-133588
Responses in Items #13 and #14 are estimates.
Estimate includes a 12 month projection.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714Barclays Capital Inc. · CRD 19714
STIFEL, NICOLAUS & COMPANY, INCORPORATED793STIFEL, NICOLAUS & COMPANY, INCORPORATED · CRD 793
iCapital Securities, LLC171061

Source: Form D, filed Jul 30, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CARDINAL ADVISOR SERIES - STRATEGIC COMMODITIES FUND L.P.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$100K

Reported in Form ADV on Dec 13, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer ICAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: Yes
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

ICAPITAL MARKETS LLC
CRD 118219 · SEC 8-53640

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

Filing source

Form ADV 1920073 · Dec 13, 2024 · Schedule D 7.B.(1), fund 805-4246066296

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Ann Marie Alexander Director
Laren Gillespie Director
Lori Hotz Director
Jayson Lashin Director
Alison Lorna Martinson Director
David W. Romhilt Executive
Michelle Wilson Clarke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Compliance Department 60 East 42nd Street, 28th Floor
New York, NY, 10165