Form D · Hedge Fund

Cardinal Advisor Series - Local Currency Emerging Market Debt Fund Ltd.

New York, NY · CIK 0001508393

Offering snapshot reported Mar 21, 2016 · SEC filing

Reported sold
$35.2M
Indefinite offering
Investors reported
71
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21.6M$43.2MDec 28, 2010Apr 18, 2011: $6,700,000.00Mar 30, 2012: $23,108,000.00Apr 1, 2013: $40,517,375.00Apr 1, 2014: $43,242,559.00Mar 30, 2015: $35,224,268.00Sep 3, 2015: $35,224,268.00Mar 21, 2016: $35,224,267.00Mar 21, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$35,224,268 → $35,224,267

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2016Amendment$35,224,267-$1vs Sep 3, 201571SEC filing
Sep 3, 2015Amendment$35,224,268$0vs Mar 30, 201571SEC filing
Mar 30, 2015Amendment$35,224,268-$8,018,291vs Apr 1, 201472SEC filing
Apr 1, 2014Amendment$43,242,559$2,725,184vs Apr 1, 201385SEC filing
Apr 1, 2013Amendment$40,517,375$17,409,375vs Mar 30, 201281SEC filing
Mar 30, 2012Amendment$23,108,000$16,408,000vs Apr 18, 201150SEC filing
Apr 18, 2011Amendment$6,700,000No comparison16SEC filing
Dec 28, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.01M (estimated)
Finders' fees
$0
Form D file number
021-152595
Responses in Items #13 and #14 are estimates.
Estimate includes a 12 month projection.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714Barclays Capital Inc. · CRD 19714
STIFEL, NICOLAUS & COMPANY, INCORPORATED793STIFEL, NICOLAUS & COMPANY, INCORPORATED · CRD 793

Source: Form D, filed Mar 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Alexander Director
Laren Gillespie Director
Jayson Lashin Director
Alison Martinson Director
Michelle Wilson Clarke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1095 Avenue Of The America, Fl 4
New York, NY, 10036