Form D · Hedge Fund
BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY II LTD
New York, NY · CIK 0001432640
Offering snapshot reported Sep 4, 2009 · SEC filing
- Reported sold
- $12.4M Indefinite offering
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 1, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 4, 2009 | Amendment | $12,375,000 | $0vs Mar 12, 2009 | 6 | SEC filing |
| Mar 12, 2009 | Amendment | $12,375,000 | No comparison | Not reported | SEC filing |
| Apr 14, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $500K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-117145
The sales commission estimate is based upon the placement agent being compensated for its activities by receiving either a portion of a 1.33% average annual Management Fee from the Investment Advisor assuming average assets of $500 million from the
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Barclays Capital Inc. | 19714 | Barclays Capital Inc. · CRD 19714 |
| Lehman Brothers Inc. | 7506 | Lehman Brothers Inc. · CRD 7506 |
Source: Form D, filed Sep 4, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lisa Ann Marie Alexander | Director |
| Robert Conti | Director |
| Lori Hotz | Director |
| Alison Lorna Martinson | Director |
| Michelle Wilson Clarke | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022