Form D · Hedge Fund

Barclays Wealth ADVISOR SERIES - GLOBAL EQUITY LTD

New York, NY · CIK 0001437947

Offering snapshot reported Apr 1, 2014 · SEC filing

Reported sold
$20.8M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.4M$20.8MMar 12, 2009: $7,250,000.00Mar 12, 2009Sep 4, 2009: $7,250,000.00Aug 13, 2010: $16,000,000.00Oct 8, 2010: $16,000,000.00Apr 18, 2011: $16,000,000.00Mar 30, 2012: $17,425,000.00Apr 1, 2013: $17,840,000.00Apr 1, 2014: $20,840,000.00Apr 1, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,840,000 → $20,840,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 1, 2014Amendment$20,840,000$3,000,000vs Apr 1, 201322SEC filing
Apr 1, 2013Amendment$17,840,000$415,000vs Mar 30, 201222SEC filing
Mar 30, 2012Amendment$17,425,000$1,425,000vs Apr 18, 201117SEC filing
Apr 18, 2011Amendment$16,000,000$0vs Oct 8, 201014SEC filing
Oct 8, 2010Amendment$16,000,000$0vs Aug 13, 201014SEC filing
Aug 13, 2010Amendment$16,000,000$8,750,000vs Sep 4, 200914SEC filing
Sep 4, 2009Amendment$7,250,000$0vs Mar 12, 20094SEC filing
Mar 12, 2009Amendment$7,250,000No comparisonNot reportedSEC filing
Jun 16, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$595K (estimated)
Finders' fees
$0
Form D file number
021-119339
Responses in Items #13 and #14 are estimates.
Estimate includes a 12 month projection.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714Barclays Capital Inc. · CRD 19714
Lehman Brothers Inc.7506Lehman Brothers Inc. · CRD 7506

Source: Form D, filed Apr 1, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Ann Marie Alexander Director
Robert Conti Director
Laren Ann Marie Gillespie Director
Lori Hotz Director
Jayson Lashin Director
Alison Lorna Martinson Director
Michelle Wilson Clarke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Park Avenue
New York, NY, 10166