Form D · Hedge Fund

BARCLAYS WEALTH ADVISOR SERIES - GLOBAL EQUITY LP

New York, NY · CIK 0001437948

Offering snapshot reported Feb 10, 2014 · SEC filing

Reported sold
$78.3M
Indefinite offering
Investors reported
118
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$39.1M$78.3MApr 9, 2009: $5,000,000.00Apr 9, 2009Sep 4, 2009: $6,250,000.00Aug 13, 2010: $35,799,195.00Oct 8, 2010: $36,749,195.00Apr 18, 2011: $48,374,195.00Feb 13, 2012: $48,374,195.00Feb 11, 2013: $75,049,144.00Feb 10, 2014: $78,267,588.00Feb 10, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$75,049,144 → $78,267,588
  • Reported investors125 → 118

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 10, 2014Amendment$78,267,588$3,218,444vs Feb 11, 2013118SEC filing
Feb 11, 2013Amendment$75,049,144$26,674,949vs Feb 13, 2012125SEC filing
Feb 13, 2012Amendment$48,374,195$0vs Apr 18, 201176SEC filing
Apr 18, 2011Amendment$48,374,195$11,625,000vs Oct 8, 201076SEC filing
Oct 8, 2010Amendment$36,749,195$950,000vs Aug 13, 201051SEC filing
Aug 13, 2010Amendment$35,799,195$29,549,195vs Sep 4, 200949SEC filing
Sep 4, 2009Amendment$6,250,000$1,250,000vs Apr 9, 200912SEC filing
Apr 9, 2009Amendment$5,000,000No comparisonNot reportedSEC filing
Mar 12, 2009Amendment$5,000,000No comparisonNot reportedSEC filing
Jun 16, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.31M (estimated)
Finders' fees
$0
Form D file number
021-119338
Responses in Items #13 and #14 are estimates.
Estimate is based upon the receipt of a portion of the annual management fee from the investment advisor and/or fees received from the feeder fund. Such amounts could vary over the lifetime of the Issuer. Estimate includes a 12 month projection.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714Barclays Capital Inc. · CRD 19714
Lehman Brothers Inc.7506Lehman Brothers Inc. · CRD 7506

Source: Form D, filed Feb 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Alexander Director
Laren Gillespie Director
Lori Hotz Director
Jayson Lashin Director
Alison Martinson Director
David W. Romhilt Executive
Michelle Wilson Clarke Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Park Avenue
New York, NY, 10166