Form D · Investment Banking
BARCLAYS GLOBAL INVESTORS UK HOLDINGS LTD
London, X0 · CIK 0001139734
Offering snapshot reported Dec 22, 2009 · SEC filing
- Reported sold
- $745M Offering amount: $745M
- Investors reported
- 206 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 17, 2001 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 22, 2009 | Initial | $744,984,693 | No comparison | 206 | SEC filing |
| Mar 11, 2009 | Initial | $272,491,403 | No comparison | Not reported | SEC filing |
| Nov 28, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-39630
All vested options were exercised.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed Dec 22, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Plc Barclays Bank | Director |
| Barclays Bank Plc Barclays Bank Plc | Promoter |
| Rohit Bhagat | Director |
| Archibald Cox, Jr. | Director |
| Robert E Diamond, Jr. | Director |
| Lawrence Dickinson | Director |
| Blake R Grossman | Director |
| Robert Le Blanc | Director |
| Iain Mac Kinnon | Director |
| Richard M Webb | Director |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
1 Churchill Place Canary Wharf
London, X0, E14 5HP
London, X0, E14 5HP