Form D · Investment Banking
BARCLAYS BANK PLC /ENG/
London, X0 · CIK 0000312070
Offering snapshot reported Feb 8, 2013 · SEC filing
- Reported sold
- $72.5M Offering amount: $72.5M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $22.2K Reported outside-investor minimum
- First sale
- Jan 28, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 8, 2013 | Initial | $72,492,750 | No comparison | 0 | SEC filing |
| Nov 30, 2012 | Initial | $1,122,220 | No comparison | 25 | SEC filing |
| Nov 13, 2012 | Initial | $8,137,030 | No comparison | 117 | SEC filing |
| Apr 28, 2011 | Initial | $3,100,000 | No comparison | 1 | SEC filing |
| Apr 4, 2011 | Initial | $1,500,000 | No comparison | 1 | SEC filing |
| Apr 4, 2011 | Initial | $4,800,000 | No comparison | 1 | SEC filing |
| Mar 8, 2011 | Initial | $24,050,000 | No comparison | 1 | SEC filing |
| Jan 4, 2011 | Initial | Yet to sell | No comparison | 1 | SEC filing |
| Nov 15, 2010 | Initial | $8,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $8.16M
- Finders' fees
- $0
- Form D file number
- 021-191577
Cash Settled Warrants Linked to the Performance of an Underlying Reference Asset
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Barclays Capital Inc. | 19714 |
Source: Form D, filed Feb 8, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Marcus Agius | Executive |
| David Booth | Director |
| Sally Bott | Executive |
| Fulvio Conti | Director |
| Jerry Del Missier | Executive |
| Robert E Diamond | Director, Executive |
| Simon Fraser | Director |
| Mark Harding | Executive |
| Reuben Jeffery Iii | Director |
| Antony Jenkins | Director, Executive |
| Thomas Kalaris | Executive |
| Robert Le Blanc | Executive |
| Andrew Likierman | Director |
| Chris Lucas | Director, Executive |
| Dambisa Moyo | Director |
| Michael Rake | Director |
| Maria Ramos | Executive |
| Rich Ricci | Executive |
| John Sunderland | Director |
| Cathy Turner | Executive |
| John Varley | Director, Executive |
| David Walker | Director |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
1 Churchill Place
London, X0, E14 5HP
London, X0, E14 5HP