Form D · Commercial Banking
Bankwell Financial Group, Inc.
New Canaan, CT · CIK 0001505732
Offering snapshot reported Aug 31, 2022 · SEC filing
- Reported sold
- $35M Offering amount: $35M
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Aug 19, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 31, 2022 | Initial | $35,000,000 | No comparison | 17 | SEC filing |
| Oct 20, 2021 | Initial | $35,000,000 | No comparison | 1 | SEC filing |
| Nov 12, 2013 | Initial | $6,197,500 | No comparison | 1 | SEC filing |
| Nov 26, 2012 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Nov 15, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Nov 17, 2010 | Initial | $1,004,284 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $525K
- Finders' fees
- $0
- Form D file number
- 021-457618
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Keefe, Bruyette & Woods, Inc. | 481 | |
| Raymond James & Associates, Inc. | 705 |
Source: Form D, filed Aug 31, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Frederick Afragola | Director |
| George Bauer | Director |
| Gail E.D. Brathwaite | Director |
| Richard Castiglioni | Director |
| Christine Chivily | Executive |
| Eric J. Dale | Director |
| Darrell Demos | Director |
| Heidi S. Dewyngaert | Executive |
| Heidi S. De Wyngaert | Executive |
| Blake Drexler | Director |
| James A. Fieber | Director |
| Mark Fitzgibbon | Director |
| William J. Fitzpatrick | Director |
| William J. Fitzpatrick Iii | Director |
| Merrill Jay Forgotson | Director |
| James M. Garnett, Jr. | Director |
| Christopher R. Gruseke | Director, Executive |
| Hugh Halsell | Director |
| Penko Ivanov | Executive |
| Daniel S. Jones | Director |
| Peter Kirk | Director |
| Carl R. Kuehner | Director |
| Carl R. Kuehner Iii | Director |
| Todd H. Lampert | Director |
| Victor S. Liss | Director |
| Matthew Mc Neill | Executive |
| Ron C. Miller | Director |
| Peyton R. Patterson | Executive |
| Carl M. Porto | Director |
| T. Brock Saxe | Director |
| Lawrence Seidman | Director |
| Ernest J. Verrico | Executive |
| Ernest J. Verrico, Sr. | Executive |
| Laura Waitz | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
258 Elm Street
New Canaan, CT, 06840
New Canaan, CT, 06840