Form D · Commercial Banking
Bank of the Carolinas CORP
Mocksville, NC · CIK 0001365997
Offering snapshot reported Jul 29, 2014 · SEC filing
- Reported sold
- $45.8M Offering amount: $45.8M
- Investors reported
- 90 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Jul 16, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 29, 2014 | Initial | $45,813,299 | No comparison | 90 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.11M
- Finders' fees
- $0
- Form D file number
- 021-221957
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FIG Partners, LLC | 41554 |
Source: Form D, filed Jul 29, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jerry W. Anderson | Director |
| Alan M. Bailey | Director |
| John A. Drye | Director |
| John W. Googe | Director |
| George E. Jordan | Executive |
| Henry H. Land | Director |
| Grady L. Mc Clamrock, Jr. | Director |
| Megan W. Patton | Executive |
| Lynne Scott Safrit | Director |
| Francis W. Slate | Director |
| Stephen R. Talbert | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
135 Boxwood Village Drive
Mocksville, NC, 27028
Mocksville, NC, 27028