Form D · Commercial Banking
Bank of Queensland Ltd.
Brisbane, C3 · CIK 0001444323
Offering snapshot reported May 8, 2014 · SEC filing
- Reported sold
- $26.7M Offering amount: $26.7M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 29, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 8, 2014 | Initial | $26,683,987 | No comparison | 18 | SEC filing |
| May 15, 2012 | Initial | $5,105,662 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $3.4M
- Finders' fees
- $0
- Form D file number
- 021-216986
Amounts converted from Australian dollar to US dollars at the rate of A$1.00 = US$0.9300.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Goldman Sachs & Co. | 361 |
Source: Form D, filed May 8, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Julie Bale | Executive |
| Matt Baxby | Executive |
| Neil Berkett | Director |
| Brian Bissaker | Executive |
| Ewan Cameron | Executive |
| Bruce Carter | Director |
| Steven Crane | Director |
| Roger Davis | Director |
| Peter Deans | Executive |
| Carmel Gray | Director |
| Stuart Ian Grimshaw | Executive |
| Melissa Grundy | Executive |
| Richard Haire | Director |
| Stacey Lea Ann Hester | Executive |
| William John Kelty | Director |
| Karen Munsie | Executive |
| John Cyril Reynolds | Director |
| Anthony Rose | Executive |
| Margaret Seale | Director |
| Neil Edwin Summerson | Director |
| Jon Sutton | Executive |
| Michelle Tredenick | Director |
| Brendan White | Executive |
| David Willis | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
Level 17 259 Queen Street
Brisbane, C3, 4000
Brisbane, C3, 4000