Form D · Other Banking and Financial Services

Bank of New York Mellon Corp

New York, NY · CIK 0001390777

Offering snapshot reported Oct 2, 2014 · SEC filing

Reported sold
$0
Offering amount: $5B
Investors reported
61
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 8, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$974M$1.95BJul 23, 2010: $110,000,000.00Jul 23, 2010Oct 5, 2011: $150,000,000.00Oct 5, 2011Oct 4, 2012: $1,428,000,000.00Oct 4, 2012Oct 3, 2013: $1,948,000,000.00Oct 3, 2013Oct 2, 2014: $0.00Oct 2, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,948,000,000 → $0
  • Reported investors46 → 61

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 2, 2014Amendment$0-$1,948,000,000vs Oct 3, 201361SEC filing
Oct 3, 2013Amendment$1,948,000,000$520,000,000vs Oct 4, 201246SEC filing
Oct 4, 2012Amendment$1,428,000,000$1,278,000,000vs Oct 5, 201139SEC filing
Oct 5, 2011Amendment$150,000,000$40,000,000vs Jul 23, 20104SEC filing
Jul 23, 2010Initial$110,000,000No comparison5SEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$120K (estimated)
Finders' fees
$0
Form D file number
021-145417
The total offering amount represents the maximum amount of our Commercial Paper Notes outstanding at any one time. The total amount sold represents the principal amount of our Commercial Paper Notes outstanding on September 30, 2014.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691
BNY Mellon Capital Markets, LLC17454

Source: Form D, filed Oct 2, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Curtis Y. Arledge Executive
Ruth E. Bruch Director
Ruth E. Bruch Director
Richard F. Brueckner Executive
Richard F. Brueckner Executive
Arthur Certosimo Executive
Nicholas M. Donofrio Director
Nicholas M. Donofrio Director
Steven G. Elliott Executive
Thomas P. Gibbons Executive
Thomas P. Gibbons Executive
Jeffrey A. Goldstein Director
Gerald L. Hassell Director, Executive
Gerald L. Hassell Director, Executive
Monique R. Herena Executive
John M. Hinshaw Director
Timothy F. Keaney Executive
Timothy F. Keaney Executive
Edmund F. Kelly Director
Robert P. Kelly Director, Executive
Edmund F. Kelly Director
Richard J. Kogan Director
Richard J. Kogan Director
Michael J. Kowalski Director
Michael J. Kowalski Director
Jonathan Little Executive
John A. Luke, Jr. Director
John A. Luke, Jr. Director
Kevin Mc Carthy Executive
Robert Mehrabian Director
Mark A. Nordenberg Director
Mark A. Nordenberg Director
James P. Palermo Executive
James P. Palermo Executive
John A. Park Executive
Karen B. Peetz Executive
Karen B. Peetz Executive
Lisa B. Peters Executive
Lisa B. Peters Executive
Catherine A. Rein Director
Catherine A. Rein Director
William C. Richardson Director
William C. Richardson Director
Brian G. Rogan Executive
Brian G. Rogan Executive
Samuel C. Scott Director
Samuel C. Scott Director
Brian T. Shea Executive
Jane C. Sherburne Executive
John P. Surma Director
John P. Surma Director
Wesley W. Von Schack Director
Wesley W. Von Schack Director
Kurt D. Woetzel Executive
Kurt D. Woetzl Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
One Wall Street
New York, NY, 10286