Form D · Other Investment Fund
Bamboo Asia Fund, LP
Sheung Wan, K3 · CIK 0001650248
Offering snapshot reported Aug 21, 2020 · SEC filing
- Reported sold
- $15M Indefinite offering
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 7, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 6
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 21, 2020 | Amendment | $15,000,000 | $0vs Aug 8, 2019 | 6 | SEC filing |
| Aug 8, 2019 | Amendment | $15,000,000 | $4,240,000vs Apr 24, 2018 | 0 | SEC filing |
| Apr 24, 2018 | Amendment | $10,760,000 | $510,000vs Apr 24, 2017 | 4 | SEC filing |
| Apr 24, 2017 | Amendment | $10,250,000 | $5,250,000vs Apr 22, 2016 | 4 | SEC filing |
| Apr 22, 2016 | Amendment | $5,000,000 | $1,000,000vs Oct 22, 2015 | 2 | SEC filing |
| Oct 22, 2015 | Initial | $4,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $1.5K (estimated)
- Form D file number
- 021-249916
The total amount sold and the number of investors do not take withdrawals into consideration.
Limited Partnership Interests. The General Partner reserves the right, in its discretion, to make exceptions with respect to the respective minimum initial and additional subscription amounts of $100,000 and $50,000.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| WIlliam J.C. Surtees | None |
Source: Form D, filed Aug 21, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BAMBOO ASIA FUND, LP
Investment adviser: LLOYD GEORGE MANAGEMENT (HK) LIMITED
- Gross asset value
- $13.3M
- Beneficial owners
- 4
- ADV minimum commitment
- $100K
Reported in Form ADV on May 22, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 1181
Filing source
Form ADV 1762606 · May 22, 2023 · Schedule D 7.B.(1), fund 805-6614478771
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert John Daniel Lloyd George | Executive |
| Robert John Daniel Lloyd George | Executive |
| N/A Lloyd George Advisory (Hk) Limited | Promoter |
| N/A Lloyd George Advisory Llc | Executive |
| N/A Lloyd George Management (Hk) Limited | Promoter |
| N/A Lloyd George Management Llc | Executive |
| Thomas A. Royds | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Sheung Wan, K3, 00000