Form D · Other
Balthazar Rex, LLC
Poultney, VT · CIK 0001982600
Offering snapshot reported Dec 5, 2024 · SEC filing
- Reported sold
- $2.12M Offering amount: $15M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $80K Reported outside-investor minimum
- First sale
- Nov 20, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 5, 2024 | Initial | $2,123,750 | No comparison | 7 | SEC filing |
| Aug 22, 2023 | Initial | $6,919,000 | No comparison | 19 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $450K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-531250
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.W. Korth & Company | 26455 |
Source: Form D, filed Dec 5, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Raj Peter Bhakta | Executive |
| Leo J. Gibson | Executive |
| Joshua S. Moskowitz | Executive |
| Sean O'rouke | Executive |
| Jose I. Robledo | Director |
Issuer details
Industry: Other (See others in industry)
Address:
1 Brennan Circle
Poultney, VT, 05764
Poultney, VT, 05764