Form D · Hedge Fund

Balestra Spectrum Partners, Ltd.

New York, NY · CIK 0001480689

Offering snapshot reported Nov 18, 2014 · SEC filing

Reported sold
$48.7M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24.4M$48.7MJan 13, 2010: $18,045,970.00Jan 13, 2010Jan 10, 2011: $23,295,970.00Jan 10, 2011Jan 9, 2012: $33,102,976.00Jan 9, 2012Jan 11, 2013: $46,296,976.00Jan 11, 2013Jan 10, 2014: $46,296,976.00Jan 10, 2014Nov 18, 2014: $48,736,976.00Nov 18, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$46,296,976 → $48,736,976
  • Reported investors14 → 16

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 18, 2014Amendment$48,736,976$2,440,000vs Jan 10, 201416SEC filing
Jan 10, 2014Amendment$46,296,976$28,251,006vs Jan 13, 201014SEC filing
Jan 11, 2013Amendment$46,296,976$28,251,006vs Jan 13, 201014SEC filing
Jan 9, 2012Amendment$33,102,976$15,057,006vs Jan 13, 201013SEC filing
Jan 10, 2011Amendment$23,295,970$5,250,000vs Jan 13, 20108SEC filing
Jan 13, 2010Initial$18,045,970No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$1.24K (estimated)
Form D file number
021-137765
Amount indicated is sales to U.S. persons only

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Security Research Associates, Inc.8200Craig S. Lewis · CRD 5501107

Source: Form D, filed Nov 18, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher Bowring Director
Norman J. Cerk Director, Executive, Promoter
Matthew Luckett Director, Executive, Promoter
James L. Melcher Director, Executive, Promoter
Geoff Ruddick Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
58 West 40 Th Street
New York, NY, 10018