Form D · Hedge Fund

Balestra Global Ltd.

New York, NY · CIK 0001474072

Offering snapshot reported Nov 18, 2014 · SEC filing

Reported sold
$397M
Indefinite offering
Investors reported
49
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$199M$397MNov 20, 2009: $9,950,000.00Nov 20, 2009Nov 19, 2010: $76,075,000.00Nov 19, 2010Nov 18, 2011: $182,525,000.00Nov 18, 2011Nov 20, 2012: $372,188,000.00Nov 20, 2012Nov 19, 2013: $396,238,000.00Nov 19, 2013Nov 18, 2014: $397,413,000.00Nov 18, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$396,238,000 → $397,413,000
  • Reported investors47 → 49

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 18, 2014Amendment$397,413,000$1,175,000vs Nov 19, 201349SEC filing
Nov 19, 2013Amendment$396,238,000$320,163,000vs Nov 19, 201047SEC filing
Nov 20, 2012Amendment$372,188,000$296,113,000vs Nov 19, 201040SEC filing
Nov 18, 2011Amendment$182,525,000$106,450,000vs Nov 19, 201027SEC filing
Nov 19, 2010Amendment$76,075,000$66,125,000vs Nov 20, 200920SEC filing
Nov 20, 2009Initial$9,950,000No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$1.01M (estimated)
Form D file number
021-136295

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Security Research Associates, Inc.8200Craig S. Lewis · CRD 5501107

Source: Form D, filed Nov 18, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Chris Bowring Director
Norman J. Cerk Director, Executive, Promoter
Roger M. Hanson Director
Matthew Luckett Director, Executive, Promoter
James L. Melcher Director, Executive, Promoter
Geoff Ruddick Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
58 West 40 Th Street 12 Th Floor
New York, NY, 10018