Form D · Hedge Fund

BALESTRA CAPITAL PARTNERS LP

New York, NY · CIK 0000907043

Offering snapshot reported Nov 14, 2016 · SEC filing

Reported sold
$991M
Indefinite offering
Investors reported
411
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$495M$991MMar 16, 2009: $314,366,259.00Mar 16, 2009Nov 20, 2009: $449,837,328.00Nov 19, 2010: $716,397,362.00Nov 18, 2011: $900,227,277.00Nov 20, 2012: $957,250,277.00Nov 18, 2013: $983,220,277.00Nov 18, 2014: $986,995,277.00Nov 18, 2015: $989,523,151.00Nov 14, 2016: $990,675,151.00Nov 14, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$989,523,151 → $990,675,151

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 14, 2016Amendment$990,675,151$1,152,000vs Nov 18, 2015411SEC filing
Nov 18, 2015Amendment$989,523,151$2,527,874vs Nov 18, 2014411SEC filing
Nov 18, 2014Amendment$986,995,277$3,775,000vs Nov 18, 2013408SEC filing
Nov 18, 2013Amendment$983,220,277$266,822,915vs Nov 19, 2010405SEC filing
Nov 20, 2012Amendment$957,250,277$240,852,915vs Nov 19, 2010392SEC filing
Nov 18, 2011Amendment$900,227,277$183,829,915vs Nov 19, 2010365SEC filing
Nov 19, 2010Amendment$716,397,362$266,560,034vs Nov 20, 2009333SEC filing
Nov 20, 2009Amendment$449,837,328$135,471,069vs Mar 16, 2009227SEC filing
Mar 16, 2009Amendment$314,366,259No comparisonNot reportedSEC filing
Feb 8, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$3.7M (estimated)
Form D file number
021-90704-3N
As directed in the instructions, Items 12 and 15 include a historical aggregate listing, and may include names of and amounts for persons with which the Issuer no longer has any relationship.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Security Research Associates, Inc.8200Craig S. Lewis · CRD 5501107
Aurora Capital LLC37924Neil K. O'Donnell · CRD 4818174

Source: Form D, filed Nov 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Norman J. Cerk Executive, Promoter
Matthew J. Luckett Executive, Promoter
James L. Melcher Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
58 W 40 Th Street 12 Th Floor
New York, NY, 10018