Form D · Other Investment Fund

Wilmington Asset Allocation Fund, LLC

Atlanta, GA · CIK 0001452036

Offering snapshot reported Feb 1, 2013 · SEC filing

Reported sold: $13.2M
Investors reported: 5
Minimum accepted: $500K
First sale: Dec 1, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$53,983,000 → $13,231,911
Reported investors6 → 5

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 1, 2013	Amendment	$13,231,911	-$40,751,089vs Feb 2, 2012	5	SEC filing
Feb 2, 2012	Amendment	$53,983,000	$1,613,828vs Feb 2, 2011	6	SEC filing
Feb 2, 2011	Amendment	$52,369,172	$1,550,000vs Dec 21, 2009	76	SEC filing
Dec 21, 2009	Amendment	$50,819,172	$31,017,499vs Feb 9, 2009	76	SEC filing
Feb 9, 2009	Initial	$19,801,673	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-126725

Source: Form D, filed Feb 1, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WILMINGTON ASSET ALLOCATION FUND, LLC

Investment adviser: WILMINGTON TRUST INVESTMENT MANAGEMENT LLC

Gross asset value: $15.1M
Beneficial owners: 4
ADV minimum commitment: $500K

Reported in Form ADV on Apr 30, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor JOSEPH DESCOSIMO AND COMPANY, PLLC CHATTANOGA, Tennessee, United States

Custodian THE BANK OF NEW YORK MELLON BROOKLYN, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 821307 · Apr 30, 2014 · Schedule D 7.B.(1), fund 805-5834420623

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert M. Balentine	Director, Executive
Anna M. Bencrowsky	Executive
Timothy L Brenner	Executive
Richard J. Capuano	Executive
Adrian Cronje	Director, Executive
Michael D. Daniels	Executive
William J Farrell Ii	Director
R. Samuel Fraundorf	Director, Executive
Jonathan E. Glidden	Director, Executive
Elizabeth A Hale	Director
Carl W. Jordan	Director
John J. Kelley	Executive
Rex P. Macey	Executive
Christopher R. Madel	Director, Executive
Gregory B Mc Shea	Director
Thomas R. Pierce	Executive
Michael P. Pinto	Director
Christopher D. Randall	Director
Robert E. Reiser	Executive
Richard A. Shatzkin	Director
Douglas A Sheline	Executive
Marilyn Talman	Executive
Kenneth G Thompson	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Terminus 27 Th Floor 3280 Peachtree Road Nw
Atlanta, GA, 30305