Form D · Other Investment Fund

Balam Fund I, L.P.

Toronto, A6 · CIK 0001582127

Offering snapshot reported Nov 16, 2016 · SEC filing

Reported sold
$88.3M
Offering amount: $200M
Investors reported
5
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jul 15, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$46.7M$93.3MAug 5, 2013: $70,000,000.00Aug 5, 2013Aug 5, 2014: $93,333,333.00Aug 5, 2014Nov 16, 2015: $93,333,333.00Nov 16, 2015Nov 16, 2016: $88,333,335.00Nov 16, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$93,333,333 → $88,333,335

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 16, 2016Amendment$88,333,335-$4,999,998vs Nov 16, 20155SEC filing
Nov 16, 2015Amendment$93,333,333$0vs Aug 5, 20145SEC filing
Aug 5, 2014Amendment$93,333,333$23,333,333vs Aug 5, 20134SEC filing
Aug 5, 2013Initial$70,000,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-200764

Source: Form D, filed Nov 16, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BALAM FUND I, LP

Investment adviser: TRG MANAGEMENT LP

Gross asset value
$88M
Beneficial owners
6
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian CITCO BANK AND TRUST COMPANY (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

Filing source

Form ADV 2046598 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-5308329756

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Balam Fund I Gp, L.P. Promoter
Johan Bastin Executive
N/A Bk Renewables Ltd. Executive
Lee Bocker Executive
Jeronimo Bremer Executive
Charles Cosgrove Executive
Jaime Perez De Laborda Executive
Borja Escalada Executive
Maria M. Falkinhoff Executive
Guillermo Gutierrez Executive
Miguel Angel Gutierrez Executive
Pedro Pablo Kuczynski Executive
Francisco Lozano Executive
Jon Marom Executive
Nicolas Rohatyn Executive
Allen Sangines Krause Executive
N/A Trg Management Lp Executive
Jordi Vallejo Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
199 Bay Street Commerce Court W., Suite 5300
Toronto, A6, M5L 1B9