Form D · Other Investment Fund

Bakken Income Fund LLC

Greenwood Village, CO · CIK 0001534460

Offering snapshot reported Feb 27, 2015 · SEC filing

Reported sold
$20.7M
Offering amount: $25M
Investors reported
309
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
May 31, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.3M$20.7MJun 15, 2012: $135,000.00Jun 15, 2012Jul 24, 2012: $1,035,000.00Aug 7, 2012: $1,035,000.00Oct 18, 2012: $1,108,000.00Nov 7, 2012: $1,158,000.00Jan 29, 2013: $1,383,000.00Jan 29, 2013: $1,458,000.00Mar 13, 2013: $2,929,250.00Apr 3, 2013: $4,229,250.00Apr 11, 2013: $4,751,250.00Apr 25, 2013: $4,851,250.00May 10, 2013: $5,175,750.00May 24, 2013: $5,411,750.00Jun 13, 2013: $5,773,750.00Jun 26, 2013: $5,839,540.00Jul 9, 2013: $6,424,540.00Sep 10, 2013: $7,487,560.00Oct 2, 2013: $7,792,560.00Oct 10, 2013: $7,952,560.00Oct 31, 2013: $8,712,560.00Nov 12, 2013: $11,577,560.00Nov 29, 2013: $11,727,560.00Dec 10, 2013: $12,337,560.00Dec 23, 2013: $12,662,576.00Jan 13, 2014: $13,389,576.00Jan 27, 2014: $13,459,576.00Feb 12, 2014: $14,111,576.00Mar 3, 2014: $14,327,576.00Mar 11, 2014: $14,507,576.00Mar 27, 2014: $14,607,576.00Apr 11, 2014: $14,988,076.00Apr 29, 2014: $14,998,076.00May 14, 2014: $15,238,076.00May 29, 2014: $15,363,076.00Jun 13, 2014: $16,743,076.00Jul 9, 2014: $16,903,076.00Jul 29, 2014: $17,388,076.00Aug 14, 2014: $17,718,076.00Aug 28, 2014: $18,068,076.00Sep 12, 2014: $18,314,576.00Sep 24, 2014: $18,774,576.00Oct 14, 2014: $19,431,826.00Nov 6, 2014: $19,692,826.00Nov 14, 2014: $20,017,826.00Dec 8, 2014: $20,219,826.00Dec 9, 2014: $20,274,826.00Jan 8, 2015: $20,475,826.00Jan 12, 2015: $20,575,826.00Feb 2, 2015: $20,625,826.00Feb 27, 2015: $20,650,826.00Feb 27, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$20,625,826 → $20,650,826
  • Reported investors308 → 309

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 27, 2015Amendment$20,650,826$25,000vs Feb 2, 2015309SEC filing
Feb 2, 2015Amendment$20,625,826$50,000vs Jan 12, 2015308SEC filing
Jan 12, 2015Amendment$20,575,826$100,000vs Jan 8, 2015307SEC filing
Jan 8, 2015Amendment$20,475,826$201,000vs Dec 9, 2014306SEC filing
Dec 9, 2014Amendment$20,274,826$55,000vs Dec 8, 2014301SEC filing
Dec 8, 2014Amendment$20,219,826$202,000vs Nov 14, 2014299SEC filing
Nov 14, 2014Amendment$20,017,826$325,000vs Nov 6, 2014296SEC filing
Nov 6, 2014Amendment$19,692,826$261,000vs Oct 14, 2014293SEC filing
Oct 14, 2014Amendment$19,431,826$657,250vs Sep 24, 2014287SEC filing
Sep 24, 2014Amendment$18,774,576$460,000vs Sep 12, 2014272SEC filing
Sep 12, 2014Amendment$18,314,576$246,500vs Aug 28, 2014263SEC filing
Aug 28, 2014Amendment$18,068,076$350,000vs Aug 14, 2014260SEC filing
Aug 14, 2014Amendment$17,718,076$330,000vs Jul 29, 2014252SEC filing
Jul 29, 2014Amendment$17,388,076$485,000vs Jul 9, 2014249SEC filing
Jul 9, 2014Amendment$16,903,076$160,000vs Jun 13, 2014242SEC filing
Jun 13, 2014Amendment$16,743,076$1,380,000vs May 29, 2014237SEC filing
May 29, 2014Amendment$15,363,076$125,000vs May 14, 2014231SEC filing
May 14, 2014Amendment$15,238,076$240,000vs Apr 29, 2014229SEC filing
Apr 29, 2014Amendment$14,998,076$10,000vs Apr 11, 2014225SEC filing
Apr 11, 2014Amendment$14,988,076$380,500vs Mar 27, 2014224SEC filing
Mar 27, 2014Amendment$14,607,576$100,000vs Mar 11, 2014220SEC filing
Mar 11, 2014Amendment$14,507,576$180,000vs Mar 3, 2014218SEC filing
Mar 3, 2014Amendment$14,327,576$216,000vs Feb 12, 2014214SEC filing
Feb 12, 2014Amendment$14,111,576$652,000vs Jan 27, 2014210SEC filing
Jan 27, 2014Amendment$13,459,576$70,000vs Jan 13, 2014199SEC filing
Jan 13, 2014Amendment$13,389,576$727,000vs Dec 23, 2013197SEC filing
Dec 23, 2013Amendment$12,662,576$325,016vs Dec 10, 2013184SEC filing
Dec 10, 2013Amendment$12,337,560$610,000vs Nov 29, 2013180SEC filing
Nov 29, 2013Amendment$11,727,560$150,000vs Nov 12, 2013172SEC filing
Nov 12, 2013Amendment$11,577,560$2,865,000vs Oct 31, 2013168SEC filing
Oct 31, 2013Amendment$8,712,560$760,000vs Oct 10, 2013139SEC filing
Oct 10, 2013Amendment$7,952,560$160,000vs Oct 2, 2013126SEC filing
Oct 2, 2013Amendment$7,792,560$305,000vs Sep 10, 2013121SEC filing
Sep 10, 2013Amendment$7,487,560$1,063,020vs Jul 9, 2013116SEC filing
Jul 9, 2013Amendment$6,424,540$585,000vs Jun 26, 201396SEC filing
Jun 26, 2013Amendment$5,839,540$65,790vs Jun 13, 201384SEC filing
Jun 13, 2013Amendment$5,773,750$362,000vs May 24, 201382SEC filing
May 24, 2013Amendment$5,411,750$236,000vs May 10, 201374SEC filing
May 10, 2013Amendment$5,175,750$324,500vs Apr 25, 201368SEC filing
Apr 25, 2013Amendment$4,851,250$100,000vs Apr 11, 201361SEC filing
Apr 11, 2013Amendment$4,751,250$522,000vs Apr 3, 201358SEC filing
Apr 3, 2013Amendment$4,229,250$1,300,000vs Mar 13, 201348SEC filing
Mar 13, 2013Amendment$2,929,250$1,471,250vs Jan 29, 201340SEC filing
Jan 29, 2013Amendment$1,383,000$225,000vs Nov 7, 201216SEC filing
Jan 29, 2013Amendment$1,458,000$75,000vs Jan 29, 201319SEC filing
Nov 7, 2012Amendment$1,158,000$50,000vs Oct 18, 201212SEC filing
Oct 18, 2012Amendment$1,108,000$73,000vs Aug 7, 201210SEC filing
Aug 7, 2012Amendment$1,035,000$0vs Jul 24, 20127SEC filing
Jul 24, 2012Amendment$1,035,000$900,000vs Jun 15, 20126SEC filing
Jun 15, 2012Initial$135,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$2M (estimated)
Finders' fees
$0
Form D file number
021-179807
The minimum amount of Units being offered is $1,000,000 and the maximum amount of Units being offered is $25,000,000.
Units in a limited liability company
Up to 10.35% to pay broker dealer commissions, managing broker dealer commissions, and wholesaler commissions.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Ausdal Financial Partners, Inc.7995
Sandlapper Securities, LLC137906
Vestech Securities, Inc.41409
Harbor Light Securities154599
Watermark Advisors, LLC127819
Ashton Garnett Securities, LLC118286
MidAmerica Financial47351
Saxony Securities115547
Sunbelt Securities421080
Wanger Omni Wealth, LLC150817
Resource Horizons Group104368
IBN Financial Services42360
Dempsey Lord Smith LLC141238
Detwiler Fenton16063
Landolt Securities28352
Oaktree Securities15825
Capital Financial Services, Inc.8408
Cape Securities Inc.7072
Williams Financial Group22704
NTV Asset Management, LLC11062
Heckman Financial & Insurance Services, Inc.111549
Concorde Investment Services151604
Anthony Capital, LLC152504
D.H. Hill Securities, LLLP41528
Much Wealth Management, Inc.150356
Whitehall-Parker Securities, Inc.10608

Source: Form D, filed Feb 27, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BAKKEN INCOME FUND, LLC

Investment adviser: COACHMAN ENERGY PARTNERS LLC

Gross asset value
$3.48M
Beneficial owners
314
ADV minimum commitment
$25K

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP DENVER, Colorado, United States
Marketer SELECT CAPITAL CORPORATION SAN JUAN CAPISTRANO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

SELECT CAPITAL CORPORATION
CRD 145997 · SEC 8-67772

Filing source

Form ADV 995201 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-5290684602

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian Ervine Executive
Bakken Drilling Fund Iii Manager Llc Director
Randall Kenworthy Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5251 Dtc Parkway Suite 200
Greenwood Village, CO, 80111