Form D · Hedge Fund

Baker Ave Opportunities Fund LP

San Francisco, CA · CIK 0001565044

Offering snapshot reported Dec 10, 2014 · SEC filing

Reported sold
$28M
Indefinite offering
Investors reported
67
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Feb 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14M$28MDec 19, 2012Dec 24, 2013: $18,000,000.00Dec 24, 2013Dec 10, 2014: $27,959,644.00Dec 10, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 67
  • Minimum accepted$0 → $500,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 10, 2014Amendment$27,959,644No comparison67SEC filing
Dec 24, 2013Amendment$18,000,000No comparison44SEC filing
Dec 19, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-188648
Limited Partnership Interests

Source: Form D, filed Dec 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BAKER AVE OPPORTUNITIES FUND LP

Investment adviser: BAKER AVENUE ASSET MANAGEMENT, LP

Gross asset value
$22M
Beneficial owners
49
ADV minimum commitment
$500K

Reported in Form ADV on Dec 14, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EISNERAMPER FUND SERVICES LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP SAN FRANCISCO, California, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker CONVERGEX PRIME SERVICES LLC ALPHARETTA, Georgia, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

CONVERGEX PRIME SERVICES LLC
CRD 140185 · SEC 8-67289

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 962224 · Dec 14, 2015 · Schedule D 7.B.(1), fund 805-3140994313

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Simon Baker Executive
N/A Baker Avenue Asset Management, Lp Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
301 Battery Street, 2 Nd Floor
San Francisco, CA, 94111