Form D · Hedge Fund

BAINES CREEK SPECIAL PURPOSE PARTNERS, LP

Austin, TX · CIK 0001719284

Offering snapshot reported Oct 4, 2018 · SEC filing

Reported sold
$30.5M
Indefinite offering
Investors reported
98
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 4, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.2M$30.5MOct 16, 2017: $700,000.00Oct 16, 2017Oct 4, 2018: $30,486,775.00Oct 4, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$700,000 → $30,486,775
  • Reported investors5 → 98

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 4, 2018Amendment$30,486,775$29,786,775vs Oct 16, 201798SEC filing
Oct 16, 2017Initial$700,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-296750

Source: Form D, filed Oct 4, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BAINES CREEK SPECIAL PURPOSE PARTNERS, LP

Investment adviser: BAINES CREEK CAPITAL, LLC

Gross asset value
$15.3M
Beneficial owners
99
ADV minimum commitment
$250K

Reported in Form ADV on Jul 18, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PIEDMONT FUND SERVICES, INC HERNDON, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States
Custodian BBVA COMPASS BANCSHARES, INC. AUSTIN, Texas, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian WEDBUSH SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker WEDBUSH SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES, LLP
PCAOB 349

INTERACTIVE BROKERS LLC
SEC 8-47257

WEDBUSH SECURITIES INC.
SEC 8-12987

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Filing source

Form ADV 1335188 · Jul 18, 2019 · Schedule D 7.B.(1), fund 805-2700902743

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Baines Creek Sp Gp, Lp Executive, Promoter
Kevin Tracy Executive, Promoter
Brian Williams Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
11940 Jollyville Road Suite 210 S
Austin, TX, 78759