Form D · Other Investment Fund

BAILLIE GIFFORD FUNDS, ON BEHALF OF ITS SERIES, THE GLOBAL ALPHA EQUITY FUND

Edinburgh, X0 · CIK 0001459024

Offering snapshot reported Apr 28, 2014 · SEC filing

Reported sold
$443M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Nov 15, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$221M$443MMar 10, 2009Nov 23, 2011: $100,000,000.00Mar 9, 2012: $105,996,134.00Mar 11, 2013: $302,805,298.00Apr 28, 2014: $442,816,858.00Apr 28, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$302,805,298 → $442,816,858
  • Reported investors6 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 28, 2014Amendment$442,816,858$140,011,560vs Mar 11, 20137SEC filing
Mar 11, 2013Amendment$302,805,298$196,809,164vs Mar 9, 20126SEC filing
Mar 9, 2012Amendment$105,996,134$5,996,134vs Nov 23, 20111SEC filing
Nov 23, 2011Amendment$100,000,000No comparison1SEC filing
Mar 10, 2011AmendmentYet to sellNo comparison0SEC filing
Mar 10, 2010AmendmentYet to sellNo comparison0SEC filing
Mar 10, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128311

Source: Form D, filed Apr 28, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John G. Barrie Director
George W. Browning Director
Timothy Campbell Executive
Nigel Cessford Executive
Peter Cooke Executive
Peter Hadden Director, Executive
Edward H. Hocknell Executive
Dickson Jackson Executive
Graham Laybourn Executive
Bruce C. Long Director
Angus N.G. Macdonald Executive
Alan Paterson Executive
Robert E. Rigsby Director
David Salter Executive
Michael Stirling Aird Executive
Andrew Telfer Executive
Julie Wilson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Calton Square, 1 Greenside Row
Edinburgh, X0, EH1 3AN