Form D · Other Investment Fund

BAILLIE GIFFORD FUNDS (IRELAND) PLC

Dublin 2, L2 · CIK 0001522057

Offering snapshot reported Mar 26, 2015 · SEC filing

Reported sold
$91M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 23, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$45.5M$91MJun 13, 2011: $1,000,000.00Jun 13, 2011Jun 11, 2012: $74,500,000.00Jun 11, 2012Apr 8, 2013: $84,500,000.00Apr 8, 2013Apr 1, 2014: $85,500,000.00Apr 1, 2014Mar 26, 2015: $91,000,000.00Mar 26, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$85,500,000 → $91,000,000
  • Reported investors6 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 26, 2015Amendment$91,000,000$5,500,000vs Apr 1, 20147SEC filing
Apr 1, 2014Amendment$85,500,000$1,000,000vs Apr 8, 20136SEC filing
Apr 8, 2013Amendment$84,500,000$10,000,000vs Jun 11, 20127SEC filing
Jun 11, 2012Amendment$74,500,000$73,500,000vs Jun 13, 20115SEC filing
Jun 13, 2011Initial$1,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-161151
DOLLAR FIGURE REFLECTS ONLY SALES INTO THE UNITED STATES

Source: Form D, filed Mar 26, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE GLOBAL OPPORTUNITIES FUND, A SUB-FUND OF BAILLIE GIFFORD FUNDS (IRELAND) PLC

Investment adviser: BAILLIE GIFFORD OVERSEAS LTD

Gross asset value
$111M
Beneficial owners
10
ADV minimum commitment
$1M

Reported in Form ADV on Jun 23, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BROWN BROTHERS HARRIMAN FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian BROWN BROTHERS HARRIMAN TRUSTEE SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 919093 · Jun 23, 2015 · Schedule D 7.B.(1), fund 805-2725333994

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kenneth Barker Director
Brian Collins Director
Dickson Jackson Director
Piers Lowson Director
Derek Samuel Mcgowan Director
Angus Mcleod Director
William Pacula Director
Ronan Walsh Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
30 Herbert Street
Dublin 2, L2, N-A