Form D · Oil and Gas

Badlands NGLS, LLC

Walnut Creek, CA · CIK 0001617146

Offering snapshot reported Dec 30, 2014 · SEC filing

Reported sold
$11M
Offering amount: $11.5M
Investors reported
87
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Aug 5, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.51M$11MAug 20, 2014: $550,001.00Aug 20, 2014Dec 30, 2014: $11,023,871.00Dec 30, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$550,001 → $11,023,871
  • Reported investors5 → 87
  • Minimum accepted$50,000 → $25,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 30, 2014Amendment$11,023,871$10,473,870vs Aug 20, 201487SEC filing
Aug 20, 2014Initial$550,001No comparison5SEC filing

Offering details

Securities
Equity, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$590K (estimated)
Finders' fees
$0
Form D file number
021-223301
Amount contingent on full subscription and assumption that investors are introduced to the Company by registered-broker dealer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Carrollton Capital Partners, LLC165470Greg James Smith · CRD 3232328
Carollton Capital Partners, LLC165470Zach Thomas Sease · CRD 6139251

Source: Form D, filed Dec 30, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Firshein Promoter
William Gilliam Director, Executive
Mikhail Gurfinkel Director, Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
2121 North California Blvd, Suite 290
Walnut Creek, CA, 94596