Form D · Private Equity Fund
Baceline Debt Free Income Fund IV, LLC
Denver, CO · CIK 0001569104
Offering snapshot reported Nov 9, 2015 · SEC filing
- Reported sold
- $29.4M Offering amount: $75M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- May 7, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$22,474,161 → $29,446,297
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 9, 2015 | Amendment | $29,446,297 | $6,972,136vs Apr 23, 2015 | 0 | SEC filing |
| Apr 23, 2015 | Amendment | $22,474,161 | $9,410,231vs Oct 17, 2014 | 0 | SEC filing |
| Oct 17, 2014 | Amendment | $13,063,930 | No comparison | 0 | SEC filing |
| Feb 7, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $41.5K
- Finders' fees
- $0
- Form D file number
- 021-191530
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| David John Turner | 2233405 | Cascade Financial Management, Inc. · CRD 119030 |
| Troy Thomas | 4691720 | McDermott Investment Services, LLC · CRD 154926 |
Source: Form D, filed Nov 9, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Douglas Arnold | Director, Executive, Promoter |
| David Christopher Puchi | Director, Executive, Promoter |
| Craig Zoellner | Director, Executive, Promoter |
Issuer details
Industry: Commercial (See others in industry)
Address:
1391 Speer Blvd, Suite 800
Denver, CO, 80204
Denver, CO, 80204