Form D · Hedge Fund
BA Hedge Fund Direct -- Clough Investment Partners I
New York, NY · CIK 0001536649
Offering snapshot reported Jan 2, 2013 · SEC filing
- Reported sold
- $37.2M Indefinite offering
- Investors reported
- 60 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Apr 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$35,200,000 → $37,200,000
- Reported investors56 → 60
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 2, 2013 | Amendment | $37,200,000 | $2,000,000vs Jan 3, 2012 | 60 | SEC filing |
| Jan 3, 2012 | Initial | $35,200,000 | No comparison | 56 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-171074
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Jan 2, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Inc. Bacap Alternative Advisors, | Executive |
| Spencer N. Boggess | Executive |
| Steven L. Suss | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
4 World Financial Center 10 Th Floor
New York, NY, 10080
New York, NY, 10080