Form D · Business Services

B. Riley Financial, Inc.

Woodland Hills, CA · CIK 0001464790

Offering snapshot reported Feb 17, 2015 · SEC filing

Reported sold
$6.67M
Offering amount: $6.67M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 2, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 17, 2015Initial$6,666,660No comparison2SEC filing
Jun 30, 2014Initial$35,208,701No comparison2SEC filing
Jun 2, 2014Initial$51,446,500No comparison53SEC filing
Oct 13, 2009Initial$242,000No comparison2SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-234183

Source: Form D, filed Feb 17, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Phillip J. Ahn Executive
Scott Carpenter Executive
Paul S. Erickson Executive
Andrew Gumaer Director
Matthew J. Hart Director
Hugh G. Hilton Director
Thomas J. Kelleher Executive
Mark Klein Director
Michael J. Levitt Director
Mark Naughton Executive
Bryant R. Riley Director, Executive
Richard L. Todaro Director
Howard E. Weitzman Executive
Harvey Yellen Director, Executive

Issuer details

Industry: Business Services (See others in industry)

Address:
21860 Burbank Blvd. Suite 300 South
Woodland Hills, CA, 91367