Form D · Manufacturing
Azure Dynamics Corp
Oak Park, MI · CIK 0001417821
Offering snapshot reported Feb 22, 2011 · SEC filing
- Reported sold
- $20.1M Offering amount: $20.1M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 10, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 22, 2011 | Initial | $20,125,000 | No comparison | 4 | SEC filing |
| Jan 7, 2010 | Initial | $30,000,000 | No comparison | 95 | SEC filing |
| Aug 28, 2009 | Initial | $10,000,000 | No comparison | 35 | SEC filing |
| Nov 5, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $145K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-155679
Dollar amounts are in Canadian Dollars. The total amount sold in the United Statesin reliance on this exemption was $2,417,250.00. The additional sales of Common Stock were offered and sold outside of the United States.
The amount of Sales Commission shown is expressed in Canadian Dollars and is based on sales made within the United States.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Raymond James Ltd | None | Raymond James (USA) Ltd · CRD 25853 |
Source: Form D, filed Feb 22, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Nichlas O. Brigstocke | Director |
| Nicholas O. Brigstocke | Director |
| Ryan S. Carr | Executive |
| J. Brian Colburn | Director |
| J. Brian C Olburn | Director |
| D. Campbell Deacon | Director |
| D. Campbell Deacon | Director |
| John E. Formisano | Director |
| James Gouin | Director |
| Scott T. Harrison | Director, Executive |
| Curt A. Huston | Executive |
| Ron V. Iacobelli | Executive |
| Ronald V. Iacobelli | Executive |
| James J. Padilla | Director |
| Dennis Sharp | Director |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
14925 West Eleven Mile Road
Oak Park, MI, 48237-1013
Oak Park, MI, 48237-1013