Form D · Other
AZTherapies, INC
Boston, MA · CIK 0001629864
Offering snapshot reported Sep 15, 2020 · SEC filing
- Reported sold
- $14.8M Offering amount: $35M
- Investors reported
- 59 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 28, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 15, 2020 | Initial | $14,825,487 | No comparison | 59 | SEC filing |
| Jul 12, 2019 | Initial | $19,040,284 | No comparison | 25 | SEC filing |
| May 31, 2019 | Initial | $5,608,027 | No comparison | 11 | SEC filing |
| Oct 16, 2018 | Amendment | $16,060,491 | $8,334,979vs Jul 3, 2018 | 35 | SEC filing |
| Jul 3, 2018 | Initial | $7,725,512 | No comparison | 25 | SEC filing |
| Dec 18, 2017 | Initial | $1,570,000 | No comparison | 9 | SEC filing |
| Nov 15, 2017 | Amendment | $6,549,969 | $2,880,000vs Jun 30, 2017 | 43 | SEC filing |
| Jun 30, 2017 | Initial | $3,669,969 | No comparison | 26 | SEC filing |
| Feb 6, 2017 | Amendment | $16,050,236 | $2,300,000vs Dec 7, 2015 | 41 | SEC filing |
| Dec 7, 2015 | Initial | $13,750,236 | No comparison | 37 | SEC filing |
| Jan 6, 2015 | Initial | $6,110,000 | No comparison | 15 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-375480
Source: Form D, filed Sep 15, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian Bartlett | Executive |
| George Behrakis | Director |
| Peter Conti | Director |
| David Elmaleh | Director, Executive |
| Noah Gottdiener | Director |
| Keith Greenfield | Director |
| Jay Mohr | Executive |
| Thierry Porte | Director |
| John Porter | Director |
| Karen Reeves | Executive |
| Gillian Sandler | Director |
| David Taft | Director |
| Ronald Tompkins | Director |
| Robert S. Warren | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
200 Clarendon Street, 17 Th Floor
Boston, MA, 02116
Boston, MA, 02116