Form D · Oil and Gas
Aztec XII-C Oil & Gas LP/Aztec Energy LLC
Houston, TX · CIK 0001551178
Offering snapshot reported Sep 6, 2012 · SEC filing
- Reported sold
- $505K Offering amount: $50M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jun 19, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 9
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 6, 2012 | Amendment | $505,000 | No comparison | 9 | SEC filing |
| Aug 6, 2012 | Amendment | $125,000 | No comparison | 3 | SEC filing |
| Jun 6, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $45.5K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-179317
Limited Partnership Units
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Steven Knowlton | 4527446 | IMS Securities, Inc. · CRD 035567 |
| James Danovich | 2782748 | Money Concepts Capital Corp. · CRD 12963 |
Source: Form D, filed Sep 6, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ariane Cox | Executive |
| Larry Hornbrook | Executive |
| Waylan Johnson | Executive |
| Kenneth Lehrer | Director |
| Mark Vance | Director |
| Dayton Wheeler | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
One Riverway Suite 1580
Houston, TX, 77056
Houston, TX, 77056