Form D · Oil and Gas
Aztec XII-B Oil & Gas LP/Aztec Energy LLC
Houston, TX · CIK 0001538094
Offering snapshot reported Jun 5, 2012 · SEC filing
- Reported sold
- $2.85M Offering amount: $50M
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jan 31, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 5, 2012 | Initial | $2,850,000 | No comparison | 27 | SEC filing |
| Jun 4, 2012 | Initial | $2,725,000 | No comparison | 23 | SEC filing |
| May 21, 2012 | Initial | $2,500,000 | No comparison | 18 | SEC filing |
| Apr 18, 2012 | Initial | $2,100,000 | No comparison | 10 | SEC filing |
| Mar 8, 2012 | Initial | $1,850,000 | No comparison | 6 | SEC filing |
| Mar 8, 2012 | Initial | $1,850,000 | No comparison | 6 | SEC filing |
| Mar 8, 2012 | Initial | $1,850,000 | No comparison | 6 | SEC filing |
| Feb 16, 2012 | Initial | Yet to sell | No comparison | 3 | SEC filing |
| Feb 8, 2012 | Initial | Yet to sell | No comparison | 1 | SEC filing |
| Dec 23, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $257K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-179290
Limited Partnership Units
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Michael Scavullo | 2537103 | J.P. Turner & Company, L.L.C. · CRD 43177 |
| James Lockhart | 4415115 | Harbour Light Securities · CRD 130227 |
| Will R. Freeman | 213834 | Wilbanks Securities, Inc. · CRD 40673 |
| Charles Fischer | 1186289 | IMS Securities, Inc. · CRD 35567 |
| Michael Woloshin | 5188244 | JP Turner & Company, LLC · CRD 43177 |
| Steven Knowlton | 4527446 | IMS Securities, Inc. · CRD 35567 |
| Jonathan Taylor | 2161627 | JP Turner & Company, LLC · CRD 43177 |
| Scott L. Olson | 711256 | Merrimac Corporate Securities, Inc. · CRD 35463 |
| Damian Dering | 2854253 | Independent Financial Group · CRD 7717 |
| Mark Rupp | 5135861 | JP Turner & Company, LLC · CRD 43177 |
| Thomas W. Haarmann | 4181416 | Money Concepts Capital Corp. · CRD 12963 |
| Jeff Nesseth | 1983482 | Independent Financial Group · CRD 7717 |
Source: Form D, filed Jun 5, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ariane Cox | Executive |
| Larry Hornbrook | Executive |
| Waylan Johnson | Executive |
| Kenneth Lehrer | Director |
| Mark Vance | Director |
| Dayton Wheeler | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
One Riverway Suite 1580
Houston, TX, 77056
Houston, TX, 77056