Form D · Oil and Gas
Aztec XII-A Oil & Gas LP
Houston, TX · CIK 0001529287
Offering snapshot reported Jan 4, 2012 · SEC filing
- Reported sold
- $7.55M Offering amount: $50M
- Investors reported
- 157 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Oct 25, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 4, 2012 | Initial | $7,545,000 | No comparison | 157 | SEC filing |
| Dec 22, 2011 | Initial | $3,100,000 | No comparison | 64 | SEC filing |
| Dec 20, 2011 | Initial | $2,260,000 | No comparison | 50 | SEC filing |
| Dec 15, 2011 | Initial | $1,700,000 | No comparison | 39 | SEC filing |
| Dec 5, 2011 | Initial | $810,000 | No comparison | 26 | SEC filing |
| Nov 16, 2011 | Initial | $385,000 | No comparison | 8 | SEC filing |
| Nov 8, 2011 | Initial | $175,000 | No comparison | 4 | SEC filing |
| Nov 1, 2011 | Initial | $50,000 | No comparison | 1 | SEC filing |
| Sep 9, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $679K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-171170
Limited Partnership Units
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Steven Knowlton | 4527446 | IMS Securities, Inc. · CRD 35567 |
| Eliot Rosenberg | 1056584 | Calton & Associates · CRD 20999 |
| John Lee | 2948622 | Independent Financial Group · CRD 7717 |
| Jeff Nesseth | 1983482 | Independent Financial Group · CRD 7717 |
| Donald Deeway | 1297174 | DeWaay Financial Network, LLC · CRD 30767 |
| Ellen Booney | 5980306 | Harbor Light Securities · CRD 130227 |
| James Lockhart | 4415115 | Harbor Light Securities · CRD 130227 |
| John R. Poolman | 735316 | Midamerica Financial Services, Inc. · CRD 47351 |
| Steven Kraut | 1091154 | Independent Financial Group · CRD 7717 |
| Terry Wheeler | 2163092 | DeWaay Financial Network, LLC · CRD 30767 |
| James Greggory Coughlan | 4587070 | Wilbanks Securities, Inc. · CRD 40673 |
| Charles Bowers | 27270 | McDermott Investment Services, LLC · CRD 154926 |
| Stephen Molesky | 1109839 | Kalos Capital · CRD 44337 |
| Todd Condiff | 5193760 | 1792 Securities, LLC · CRD 146048 |
| Christopher J. Passero | 2517681 | Money Concepts Capital Corp. · CRD 12963 |
| Scott Mrozek | 2410838 | Financial West Group · CRD 16668 |
| Steve Vallender | 4667608 | Financial West Group · CRD 16668 |
| Stuart Valentine | 1646981 | Financial West Group · CRD 16668 |
| Michael Woloshin | 5188244 | JP Turner & Company, LLC · CRD 43177 |
| Jeffrey Ingersoll | 868739 | JP Turner & Company, LLC · CRD 43177 |
Source: Form D, filed Jan 4, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ariane Cox | Executive |
| Larry Hornbrook | Executive |
| Waylan Johnson | Executive |
| Kenneth Lehrer | Director |
| Mark Vance | Director |
| Dayton Wheeler | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
One Riverway Suite 1580
Houston, TX, 77056
Houston, TX, 77056