Form D · Oil and Gas

Aztec XI-D Oil & Gas LP/ Aztec Energy LLC

Houston, TX · CIK 0001522753

Offering snapshot reported Aug 30, 2011 · SEC filing

Reported sold
$1.48M
Offering amount: $50M
Investors reported
31
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jun 14, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$738K$1.48MJun 9, 2011Jun 15, 2011: $50,000.00Jul 26, 2011: $350,000.00Jul 26, 2011Aug 3, 2011: $425,000.00Aug 22, 2011: $550,000.00Aug 30, 2011: $1,475,000.00Aug 30, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 31

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 30, 2011Amendment$1,475,000No comparison31SEC filing
Aug 22, 2011Amendment$550,000No comparison13SEC filing
Aug 3, 2011Amendment$425,000No comparison10SEC filing
Jul 26, 2011Amendment$350,000No comparison8SEC filing
Jun 15, 2011Amendment$50,000No comparison1SEC filing
Jun 9, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$133K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-161004
Limited Partnership Units

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Terry Wheeler2163092DeWaay Financial Network, LLC · CRD 30767
George Gorman1369839Financial West Group · CRD 16668
Leigh Zachary2508360IMS Securities, Inc · CRD 35567
Steven Kraut1091154Independent Financial Group · CRD 7717
Steven Knowlton4527446IMS Securities, Inc. · CRD 035567
Donald DeWaay1297174DeWaay Financial Network, LLC · CRD 30767
Kenneth Harter1448027Calton & Associates · CRD 20999
Jeff Nesseth1983482Allied Beacon Partners · CRD 46227
John Redfearn2771876Allied Beacon Partners · CRD 46227
Michael Woloshin732640JP Turner & Company, LLC · CRD 43177
John W. Bales JR1820734IMS Securities, Inc. · CRD 35567
Martin Eno4136144Money Concepts Capital Corp · CRD 12963

Source: Form D, filed Aug 30, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ariane Cox Executive
Larry Hornbrook Executive
Waylan Johnson Executive
Kenneth Lehrer Director
Mark Vance Director
Dayton Wheeler Director

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
One Riverway, Suite 1580
Houston, TX, 77056