Form D · Oil and Gas

Aztec XI-C Oil & Gas LP / Aztec Energy LLC

Houston, TX · CIK 0001511075

Offering snapshot reported Jun 1, 2011 · SEC filing

Reported sold
$2.12M
Offering amount: $50M
Investors reported
47
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 31, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.06M$2.12MJan 26, 2011Feb 4, 2011: $40,000.00Feb 15, 2011: $75,000.00Feb 17, 2011: $150,000.00Mar 9, 2011: $325,000.00Mar 10, 2011: $350,000.00Mar 22, 2011: $670,000.00Apr 4, 2011: $795,000.00Apr 12, 2011: $895,000.00May 19, 2011: $1,765,000.00May 25, 2011: $1,870,000.00Jun 1, 2011: $2,120,000.00Jun 1, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$150,000 → $2,120,000
  • Reported investors4 → 47

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 1, 2011Amendment$2,120,000$1,970,000vs Feb 17, 201147SEC filing
May 25, 2011Amendment$1,870,000$1,720,000vs Feb 17, 201143SEC filing
May 19, 2011Amendment$1,765,000$1,615,000vs Feb 17, 201140SEC filing
Apr 12, 2011Amendment$895,000$745,000vs Feb 17, 201122SEC filing
Apr 4, 2011Amendment$795,000$645,000vs Feb 17, 201120SEC filing
Mar 22, 2011Amendment$670,000$520,000vs Feb 17, 201117SEC filing
Mar 10, 2011Amendment$350,000$200,000vs Feb 17, 201110SEC filing
Mar 9, 2011Amendment$325,000$175,000vs Feb 17, 20119SEC filing
Feb 17, 2011Amendment$150,000$75,000vs Feb 15, 20114SEC filing
Feb 15, 2011Amendment$75,000$35,000vs Feb 4, 20112SEC filing
Feb 4, 2011Amendment$40,000No comparison1SEC filing
Jan 26, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$190K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-154437
Limited Partnership Units

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jason Erickson2527905Capital Financial Services · CRD 8408
Martin Eno4136144Money Concepts Capital Corp. · CRD 12963
Jason Hawke4177415J.P. TURNER & COMPANY, L.L.C. · CRD 43177
Joshua E. Cross4522751DEWAAY FINANCIAL NETWORK, LLC · CRD 30767
Eliot Rosenberg1056584Calton & Associates, Inc. · CRD 20999
Jeffery Schade2263323J.P .Turner & Company, L.L.C. · CRD 43177
Jeffrey Rachlin823547Alternative Wealth Strategies, Inc · CRD 130933
Michael Welch4215661Kalos Capital, Inc · CRD 44337
Brent Turner2429805JP Turner & Company, L.L.C. · CRD 43177
Stephen Molesky1109839Kalos Capital, Inc. · CRD 44337
James Lockhart4415115Harbor Light Securities · CRD 130227
Timothy J. Sherer833618JP Turner & Company, LLC · CRD 43177
Donald DeWaay1297174DeWaay Financial Network, LLC, Charles Weigert · CRD 30767
Thomas W. Haarmann4181416Money Concepts Capital Corp. · CRD 12963
Richard Shields1014307DeWaay Financial Network, LLC · CRD 30767

Source: Form D, filed Jun 1, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ariane Cox Executive
Larry Hornbrook Executive
Waylan Johnson Executive
Kenneth Lehrer Director
Mark Vance Director
Dayton Wheeler Director

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
One Riverway Suite 1580
Houston, TX, 77056