Form D · Oil and Gas

Aztec XI-B Oil & Gas LP/Aztec Energy LLC

Houston, TX · CIK 0001505987

Offering snapshot reported Jan 7, 2011 · SEC filing

Reported sold
$9.92M
Offering amount: $50M
Investors reported
203
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Nov 29, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.96M$9.92MNov 17, 2010Dec 23, 2010: $525,000.00Dec 23, 2010Jan 7, 2011: $9,919,000.00Jan 7, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 203

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 7, 2011Amendment$9,919,000No comparison203SEC filing
Dec 23, 2010Amendment$525,000No comparison12SEC filing
Nov 17, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$893K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-150664
Limited Partnership Units

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Frank Currie1207937IMS Securities, Inc. · CRD 35567
Jeffrey R. Nesseth1983482QA3 Financial Corp. · CRD 14754
Steve Barton2788138QA3 Financial · CRD 14754
Don DeWaay1297174DeWaay Financial Network, Inc. · CRD 30767
Kristopher F. Etter4562123IMS Securities, Inc. · CRD 35567
Oliver B. Williamson4642029Calton & Associates, Inc. · CRD 20999
Thomas M. Hille3070017WFP Securities · CRD 35098
James O. Conaway1920946QA3 Financial Corp. · CRD 14754
Tom D. English2459450WFP Securities · CRD 35098
David Gleeson2918661QA3 Financial · CRD 14754
W. Aubrey Morrow836500Independent Financial Group · CRD 7717
Tom Rehberger1493001Nelson Reid · CRD 45503
Todd Condiff5193760Heritage Financial · CRD 133019
Tim Sherer833618J.P. Turner & Company · CRD 43177
Terry Wheeler2163092QA3 Financial · CRD 14754
Steven Orr1583467DeWaay Financial Network · CRD 30767
Steven Knowlton4527446IMS Securities · CRD 35567
Stephen Scheller1732978Money Concepts · CRD 12963
Stacey Rognon1898975IMS Securities · CRD 35567
Joshua Patterson3077302IMS Securities · CRD 35567
Scott Reisenweaver2485345QA3 Financial · CRD 14754
Scott Mrozek2410838Financial West · CRD 16668
Scot Landborg4555602QA3 Financial · CRD 14754
Aaron Brodt5017914Meridian United Capital · CRD 122924
Antonio Taddeo5110448Alternative Wealth Strategies · CRD 130933
James Reardon2309779Alternative Wealth Strategies · CRD 130933
Jeff Rachlin823547Alternative Wealth Strategies · CRD 130933
Anthony Musto2474439Calton & Associates · CRD 20999
Eliot Rosenberg1056584Calton & Associates · CRD 20999
Howard Kaplan1171182Calton & Associates · CRD 20999
Michael Reedy3114264Calton & Associates · CRD 20999
Phillip Couture734399Calton & Associates · CRD 20999
Phillip King1839137Calton & Associates · CRD 20999
Jason Erickson2527905Capital Financial Services · CRD 8408
Robert Scullen807388Capital Financial Services · CRD 8408
Al Vanderlaan1172406Capwest Securities · CRD 30002
Joshua Cross4522751DeWaay Financial · CRD 30767
Ronald Melanson331467DeWaay Financial · CRD 30767
Hunter Brownlie2349976Financial West · CRD 16668
Joseph Merback2156180Financial West · CRD 16668
Dean Harvey3076399IMS Securities · CRD 35567
John Bales1820734IMS Securities · CRD 35567
John Treadway Brogdon1450806IMS Securities · CRD 35567
Leigh Zachary2508360IMS Securities · CRD 35567
Nigel Bowman2022439IMS Securities · CRD 35567
Patrick Cruickshank4214868IMS Securities · CRD 35567
Damian Dering2854253Independent Financial Group · CRD 7717
Peter McNeil4378567Independent Financial Group · CRD 7717
Anthony Mastroianni2151249J.P. Turner & Company · CRD 43177
Anthony Mowrer1947261J.P. Turner & Company · CRD 43177
Clint Gharib2070991J.P. Turner & Company · CRD 43177
David Johnson1010443J.P. Turner & Company · CRD 43177
G. Russell Conrad2746778J.P. Turner & Company · CRD 43177
Jason Hawke4177415J.P. Turner & Company · CRD 43177
Jeffrey Gove5490359J.P. Turner & Company · CRD 43177
Richard Stocker2573644J.P. Turner & Company · CRD 43177
Royce Running5202198J.P. Turner & Company · CRD 43177
Michael Welch4215661Kalos Capital · CRD 44337
Robert Tweed2339324MAM Securities · CRD 124620
Alan Schryer1847282Money Concepts · CRD 12963
Christopher Passero2517681Money Concepts · CRD 12963
Craig Sutherland2001873Money Concepts · CRD 12963
Errol Mathieu4483259Money Concepts · CRD 12963
James Danovich2782748Money Concepts · CRD 12963
Jason Gaylor5643268Money Concepts · CRD 12963
Keith Offel2570946Money Concepts · CRD 12963
Kelvin Bishop5148999Money Concepts · CRD 12963
Edward Scro2821985Nelson Reid · CRD 45503
Matthew Hannan4852358Nelson Reid · CRD 45503
Brent Turner2429805QA3 Financial · CRD 14754
Frank Norton1069797QA3 Financial · CRD 14754
Jeffrey Meyers2192759QA3 Financial · CRD 14754
Joseph Byerly4187946QA3 Financial · CRD 14754
Justin Irving4083643QA3 Financial · CRD 14754
Charles Bowers27270Steven Falk · CRD 14297
Peter Roe2255241Veritrust Financial · CRD 106594
John Naviaux4895814WFP Securities · CRD 35098
John Schooler2368308WFP Securities · CRD 35098

Source: Form D, filed Jan 7, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ariane Cox Executive
Larry Hornbrook Executive
Waylan Johnson Executive
Kenneth Lehrer Director
Mark Vance Director
Dayton Wheeler Director

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
One Riverway Suite 1580
Houston, TX, 77056