Form D · Oil and Gas
AZTEC OIL & GAS, INC.
Houston, TX · CIK 0000789606
Offering snapshot reported Dec 3, 2009 · SEC filing
- Reported sold
- $0 Offering amount: $25M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Dec 8, 2007 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 3, 2009 | Initial | $0 | No comparison | 0 | SEC filing |
| Nov 3, 2008 | Initial | $0 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.63M
- Finders' fees
- $461K
- Form D file number
- 021-124080
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| AFA Securities Group, LLC | None | AFA Financial Group, LLC. |
Source: Form D, filed Dec 3, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Aztec Energy, Llc | Promoter |
| Aztec Oil & Gas, Inc. | Promoter |
| Franklin Fisher | Director, Executive |
| Franklin, Jr. C. Fisher | Director, Executive |
| Larry Hornbrook | Executive |
| Kenneth E. Lehrer | Director, Executive |
| Kathryn Parks | Executive |
| Kate Parks | Executive |
| Mark Vance | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
One Riverway, Suite 1700
Houston, TX, 77056
Houston, TX, 77056