Form D · Oil and Gas
Aztec Comanche A Oil & Gas LP/Aztec Energy LLC
Houston, TX · CIK 0001557194
Offering snapshot reported Jan 18, 2013 · SEC filing
- Reported sold
- $4.86M Offering amount: $50M
- Investors reported
- 90 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Dec 13, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 90
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 18, 2013 | Amendment | $4,855,000 | No comparison | 90 | SEC filing |
| Dec 19, 2012 | Amendment | $400,000 | No comparison | 10 | SEC filing |
| Aug 31, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $437K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-183503
Limited Partnership Units
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Steven Knowlton | 4527446 | IMS Securities, Inc. · CRD 035567 |
| Mike Reedy | 3114264 | Calton & Associates · CRD 20999 |
| George Delbaggio | 2822030 | JP Turner & Company, LLC · CRD 43177 |
| James Danovich | 2782748 | Money Concepts Capital Corp. · CRD 12963 |
| Damian Dering | 2854253 | Independent Financial Group, LLC · CRD 7717 |
| Jeff Nesseth | 1983482 | Independent Financial Group, LLC · CRD 7717 |
| Joseph J Massaro | 2593837 | Money Concepts Capital Corp · CRD 12963 |
| Clint Gharib | 2070991 | JP Turner & Company, LLC · CRD 43177 |
| Donald Graves | 2495633 | Money Concepts Capital Corp · CRD 12963 |
| Ray Resse | 1694620 | Money Concepts Capital Corp · CRD 12963 |
| Michael Woloshin | 5188244 | JP Turner & Company, LLC · CRD 43177 |
| Todd Condiff | 5193760 | 1792 Securities, LLC · CRD 146048 |
| Scott Mrozek | 2410838 | Financial West Group · CRD 16668 |
| Steve Vallender | 4667608 | Financial West Group · CRD 16668 |
| James Conaway | 1920946 | JP Morgan & Company, LLC · CRD 43177 |
| Jamess Greggory Coughlan | 4587070 | Wilbanks Securities, Inc. · CRD 40673 |
| Brent Turner | 2429805 | JP Turner & Company, LLC · CRD 43177 |
| William Gould III | 3166082 | Wilbanks Securities, Inc. · CRD 40673 |
| Christopher J. Passero | 2517681 | Money Concepts Capital Corp. · CRD 12963 |
Source: Form D, filed Jan 18, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ariane Cox | Executive |
| Larry Hornbrook | Executive |
| Waylan Johnson | Executive |
| Kenneth Lehrer | Director |
| Mark Vance | Director |
| Dayton Wheeler | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
1 Riverway Suite 1580
Houston, TX, 77056
Houston, TX, 77056