Form D · Other
Azabache Energy Inc.
Calgary, A0 · CIK 0001439682
Offering snapshot reported Jan 6, 2014 · SEC filing
- Reported sold
- $424K Offering amount: $2.63M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 23, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 6, 2014 | Initial | $424,409 | No comparison | 1 | SEC filing |
| May 26, 2011 | Initial | $1,132,970 | No comparison | 1 | SEC filing |
| Feb 1, 2011 | Initial | $1,249,875 | No comparison | 2 | SEC filing |
| Jun 3, 2010 | Initial | $492,542 | No comparison | 1 | SEC filing |
| Jul 29, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 8, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $25.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-209344
The additional $2,208,880 may be received upon the exercise of share purchase warrants sold inside and outside the U.S. U.S. dollar amounts are based on the Bank of Canada noon rate of exchange reported on December 23, 2013, which was Cdn$1.0603=US$1.00.
Each unit is comprised of one common share and one-half of one share purchase warrant. Each whole warrant is exercisable for one common share at an exercise price of Cdn$0.18 for a period of 24 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Toll Cross Securities USA Inc. | 139412 |
Source: Form D, filed Jan 6, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Aires Barreto | Director |
| Vincent Chahley | Director |
| Denis Clement | Director |
| Daniel Gordon | Executive |
| Mark Hopkins | Executive |
| Claudio Larotonda | Director, Executive |
| Luis Miguel Morelli | Director |
| Ron Panchuk | Executive |
| Ronald Panchuk | Executive |
| Jose Luis Perez | Director |
| Andres Tinajero | Executive |
| Glenn Van Doorne | Director |
| Bill Wheeler | Director |
| William Wheeler | Director |
Issuer details
Industry: Other (See others in industry)
Address:
910, 521 3rd Avenue S.W.
Calgary, A0, T2P 3T3
Calgary, A0, T2P 3T3