Form D · Hedge Fund
Axonic High Conviction Series A, a segregated series of Axonic IDF LLC
New York, NY · CIK 0001636504
Offering snapshot reported Oct 19, 2022 · SEC filing
- Reported sold
- $12.8M Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- May 1, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 19, 2022 | Amendment | $12,804,815 | $0vs Sep 9, 2021 | 9 | SEC filing |
| Sep 9, 2021 | Amendment | $12,804,815 | No comparison | Not reported | SEC filing |
| Sep 9, 2020 | Amendment | $11,208,315 | $1,200,000vs Sep 10, 2019 | 9 | SEC filing |
| Sep 10, 2019 | Amendment | $10,008,315 | $0vs Apr 23, 2019 | 8 | SEC filing |
| Apr 23, 2019 | Amendment | $10,008,315 | $1,808,315vs Apr 23, 2018 | 8 | SEC filing |
| Apr 23, 2018 | Amendment | $8,200,000 | $0vs Apr 21, 2017 | 4 | SEC filing |
| Apr 21, 2017 | Amendment | $8,200,000 | $4,750,000vs Apr 22, 2016 | 4 | SEC filing |
| Apr 22, 2016 | Amendment | $3,450,000 | $3,200,000vs Apr 22, 2015 | 4 | SEC filing |
| Apr 22, 2015 | Initial | $250,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $75.6K
- Finders' fees
- $0
- Form D file number
- 021-238435
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Spearhead Capital, LLC | 145560 |
Source: Form D, filed Oct 19, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Clayton De Giacinto | Executive |
| Jamshed Engineer | Executive |
| Jody Flaws | Executive |
| John Kelly | Executive |
| Labib S. Mahfouz | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022