Form D · Other

Axis Auto Finance Inc.

Mississauga, A6 · CIK 0001789772

Offering snapshot reported Oct 3, 2019 · SEC filing

Reported sold: $1.99M
Investors reported: 2
Minimum accepted: $0
First sale: Sep 13, 2019

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 3, 2019	Initial	$1,991,401	No comparison	2	SEC filing

Offering details

Securities: Equity, Option to acquire, Security to be acquired, Other
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-350281

The additional $1,991,401 may be received upon the exercise of share purchase warrants sold inside or outside the U.S. The U.S. dollar amounts are based on the Bank of Canada average rate of exchange reported on 09/13/2019, which was Cdn$1.3257.=USD$1.00.

Each Unit consists of one $1,000 principal amount 7.5% unsecured convertible unsubordinated debenture and 2,222 common share purchase warrant. Each warrant is exercisable for one common share at a price of $0.45 per common share for a period of 48 months.

Source: Form D, filed Oct 3, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Todd Hudson	Executive
Steven Koster	Executive
Richard Lloyd	Executive
Wes Neichenbauer	Director
Bruce Smith	Director
Paul Stoyan	Director
Gerry Thom	Director
Ilja Troitschanski	Executive
Jordan Zinberg	Director

Issuer details

Industry: Other (See others in industry)

Address:

55 Standish Court 7 Th Floor
Mississauga, A6, L5R 4B2