Form D · Manufacturing
Axion Power International, Inc.
New Castle, PA · CIK 0001028153
Offering snapshot reported Nov 20, 2015 · SEC filing
- Reported sold
- $9.36M Offering amount: $9.36M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 5, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 20, 2015 | Initial | $9,363,530 | No comparison | 7 | SEC filing |
| May 23, 2013 | Initial | $9,000,000 | No comparison | 5 | SEC filing |
| Jan 6, 2010 | Initial | $26,081,490 | No comparison | 50 | SEC filing |
Offering details
- Securities
- Debt, Security to be acquired
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $720K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-251662
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Maxim Group, LLC | 120708 |
Source: Form D, filed Nov 20, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Anthony | Director |
| Robert Averill | Director |
| Phillip Baker | Executive |
| Joseph Bartlett | Director |
| Richard Bogan | Director |
| Edward Buiel | Executive |
| Donald Farley | Director, Executive |
| Igor Filipenko | Director |
| David Gelbaum | Director |
| Thomas Granville | Director, Executive |
| Donald Hillier | Executive |
| Stanley Hirschman | Director |
| Michael Kishinevsky | Director |
| Robert Nelson | Executive |
| Glenn Patterson | Director |
| Dr. Howard Schmidt | Director |
| Charles Trego | Director |
| D. Walker Wainwright | Director |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
3601 Clover Lane
New Castle, PA, 16105
New Castle, PA, 16105