Form D · Other Investment Fund

Axiom Asia IV, L.P.

Grand Cayman, E9 · CIK 0001659188

Offering snapshot reported Nov 23, 2016 · SEC filing

Reported sold
$668M
Indefinite offering
Investors reported
68
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Nov 11, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$334M$668MNov 24, 2015: $391,300,000.00Nov 24, 2015Nov 23, 2016: $668,050,000.00Nov 23, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$391,300,000 → $668,050,000
  • Reported investors26 → 68

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 23, 2016Amendment$668,050,000$276,750,000vs Nov 24, 201568SEC filing
Nov 24, 2015Initial$391,300,000No comparison26SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$250K
Form D file number
021-251790
Clarification of Item 11 (Minimum Investment) - Lesser amounts may be accepted at the discretion of the GP.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Probitas Funds Group, LLC115876

Source: Form D, filed Nov 23, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AXIOM ASIA IV, L.P.

Investment adviser: MISSION CAPITAL MANAGEMENT SERVICES, L.P.

Gross asset value
$1.02B
Beneficial owners
100
ADV minimum commitment
$10M

Reported in Form ADV on Mar 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (HONG KONG) LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP SINGAPORE, Singapore
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

ERNST AND YOUNG LLP
PCAOB 1247

Filing source

Form ADV 2057336 · Mar 24, 2026 · Schedule D 7.B.(1), fund 805-3646540890

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Zhi Yuan Lau Director
Sao Wei Lee Director
Siew Kee Loh Director
N/A Mission Capital Gp Iv, L.P. Executive
N/A Mission Capital Gp Limited Executive
N/A Mission Capital Management Services, L.P. Promoter
Chi Man, Edmond Ng Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Collas Crill Corporate Services Ltd. Fl 2, Willow House, Cricket Sq., Box 709
Grand Cayman, E9, KY1-1107