Form D · Pharmaceuticals
AXIKIN PHARMACEUTICALS INC
San Diego, CA · CIK 0001439059
Offering snapshot reported Sep 28, 2015 · SEC filing
- Reported sold
- $6.5M Offering amount: $11.6M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 12, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$6,000,000 → $6,500,000
- Reported investors2 → 7
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 28, 2015 | Amendment | $6,500,000 | $500,000vs Mar 27, 2014 | 7 | SEC filing |
| Mar 27, 2014 | Initial | $6,000,000 | No comparison | 2 | SEC filing |
| Mar 29, 2012 | Initial | $2,000,000 | No comparison | 2 | SEC filing |
| Aug 12, 2010 | Initial | $1,000,000 | No comparison | 4 | SEC filing |
| Jun 30, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-214321
This filing includes amounts receivable by the Company upon the exercise of Warrants to purchase shares of the Company's Common Stock, assuming no cashless exercise. Such Warrants have not yet been exercised.
Source: Form D, filed Sep 28, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin B. Bacon | Director, Executive |
| Dan Liu | Director |
| Masaji Matsuoka | Director |
| Peter C.M. Mc Williams | Director, Executive |
| Fred A. Middleton | Director |
| Walter Olesiak | Director |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:
10835 Road To The Cure Suite 250
San Diego, CA, 92121
San Diego, CA, 92121